Group A — Systems, Equipment & Components
| ECCN Code | Description |
|---|---|
| 3A001 | Electronic items as follows (see List of Items Controlled). |
| 3A002 | General purpose "electronic assemblies," modules and equipment, as follows (see List of Items Controlled). |
| 3A003 | Spray cooling thermal management systems employing closed loop fluid handling and reconditioning equipment in a sealed enclosure where a dielectric fluid is spr… |
| 3A069 | Specific Laboratory Equipment as Follows (See List of Items Controlled) |
| 3A090 | Integrated circuits as follows (see List of Items Controlled). |
| 3A101 | Electronic equipment, devices, "parts" and "components," other than those controlled by 3A001, as follows (see List of Items Controlled). |
| 3A201 | Electronic "parts" and "components," other than those controlled by 3A001, as follows (see List of Items Controlled). |
| 3A225 | Frequency changers (a.k.a. converters or inverters) and generators, except those subject to the export licensing authority of the Nuclear Regulatory Commission … |
| 3A226 | High-power direct current power supplies having both of the following characteristics (see List of Items Controlled), excluding items that are subject to the ex… |
| 3A227 | High-voltage direct current power supplies, having both of the following characteristics (see List of Items Controlled), excluding items that are subject to the… |
| 3A228 | Switching devices, as follows (see List of Items Controlled). |
| 3A229 | Firing sets and equivalent high-current pulse generators for detonators controlled by 3A232 (see List of Items Controlled). |
| 3A230 | High-speed pulse generators, and pulse heads therefor, having both of the following characteristics (see List of Items Controlled). |
| 3A231 | Neutron generator systems, including tubes, having both of the characteristics described in this ECCN (see List of Items Controlled). |
| 3A232 | Detonators and multipoint initiation systems, as follows (see List of Items Controlled). |
| 3A233 | Mass spectrometers, capable of measuring ions of 230 u or greater and having a resolution of better than 2 parts in 230, and ion sources therefor, excluding ite… |
| 3A234 | Striplines to provide low inductance path to detonators with the following characteristics (see List of Items Controlled). |
| 3A611 | Military electronics, as follows (see List of Items Controlled). |
| 3A901 | Electronic items, not specified by ECCN 3A001, as follows (see List of Items Controlled). |
| 3A904 | Cryogenic cooling systems and components, as follows (see List of Items Controlled). |
| 3A980 | Voice print identification and analysis equipment and "specially designed" "components" therefor, n.e.s. |
| 3A981 | Polygraphs (except biomedical recorders designed for use in medical facilities for monitoring biological and neurophysical responses); fingerprint analyzers, ca… |
| 3A991 | Electronic devices, and "components" not controlled by 3A001. |
| 3A992 | General purpose electronic equipment, not controlled by 3A002, as Follows (See List of Items Controlled). |
| 3A999 | Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). |
Group B — Test, Inspection & Production Equipment
| ECCN Code | Description |
|---|---|
| 3B001 | Equipment for the manufacturing of semiconductor devices, materials, or related equipment, as follows (see List of Items Controlled) and "specially designed" "c… |
| 3B002 | Test or inspection equipment "specially designed" for testing or inspecting finished or unfinished semiconductor devices as follows (see List of Items Controlle… |
| 3B611 | Test, inspection, and production commodities for military electronics, as follows (see List of Items Controlled). |
| 3B903 | Scanning Electron Microscope (SEM) equipment designed for imaging semiconductor devices or integrated circuits, having all of the following (See List of Items C… |
| 3B904 | Cryogenic wafer probing "equipment", having all of the following (see List of Items Controlled). |
| 3B991 | Equipment not controlled by 3B001, 3B993, or 3B994, for the manufacture of electronic "parts," "components," and materials, and "specially designed" "parts," "c… |
| 3B992 | Equipment not controlled by 3B002, 3B993, or 3B994, for the inspection or testing of electronic "components" and materials, (see List of Items Controlled) and "… |
| 3B993 | Specified semiconductor manufacturing equipment as follows (see list of items controls), and "specially designed" "components" and "accessories" therefor. |
| 3B994 | Semiconductor manufacturing equipment that enables "advanced-node integrated circuit" production, as follows (see list of items controls), and "specially design… |
Group C — Materials
| ECCN Code | Description |
|---|---|
| 3C001 | Hetero-epitaxial materials consisting of a "substrate" having stacked epitaxially grown multiple layers of any of the following (see List of Items Controlled). |
| 3C002 | Resist materials as follows (see List of Items Controlled) and "substrates" coated with the following resists. |
| 3C003 | Organo-inorganic compounds as follows (see List of Items Controlled). |
| 3C004 | Hydrides of phosphorus, arsenic or antimony, having a purity better than 99.999%, even diluted in inert gases or hydrogen. |
| 3C005 | High resistivity materials as follows (See List of Items Controlled). |
| 3C006 | Materials, not specified by 3C001, consisting of a "substrate" specified by 3C005 with at least one epitaxial layer of Silicon Carbide (SiC), Gallium Nitride (G… |
| 3C907 | Epitaxial materials consisting of a "substrate" having at least one epitaxially grown layer of any of the following (see List of Items Controlled). |
| 3C908 | Fluorides, hydrides, chlorides, of silicon or germanium, containing any of the following (See List of Items Controlled). |
| 3C909 | Silicon, silicon oxides, germanium or germanium oxides, containing any of the following (see List of Items Controlled). |
| 3C992 | Positive resists designed for semiconductor lithography specially adjusted (optimized) for use at wavelengths between 370 and 193 nm. |
Group D — Software
| ECCN Code | Description |
|---|---|
| 3D001 | "Software" "specially designed" for the "development" or "production" of commodities controlled by 3A001.b to 3A002.h, 3A090, or 3B (except 3B001.a.4, c, d, f.1… |
| 3D002 | "Software" "specially designed" for the "use" of equipment controlled by 3B001.a to .f, or 3B002. |
| 3D003 | 'Computational lithography' "software" "specially designed" for the "development" of patterns on "EUV"-lithography masks or reticles. |
| 3D004 | "Software" "specially designed" for the "development" of equipment controlled by 3A003. |
| 3D005 | "Software" "specially designed" to restore normal operation of a microcomputer, "microprocessor microcircuit" or "microcomputer microcircuit" within 1 ms after … |
| 3D101 | "Software" "specially designed" or modified for the "use" of equipment controlled by 3A101.b. |
| 3D201 | "Software" "specially designed" for the "use" of equipment described in ECCN 3A225. |
| 3D202 | "Software" "specially designed" to enhance or release the performance characteristics of frequency changers or generators to meet or exceed the level of the per… |
| 3D611 | "Software" "specially designed" for military electronics, as follows (see List of Items Controlled). |
| 3D901 | "Software", not specified elsewhere, "specially designed" or modified for the "development" or "production" of items specified in ECCN 3A901.b, 3B903, or 3B904. |
| 3D907 | "Software" designed to extract "GDSII" or equivalent standard layout data and perform layer-to-layer alignment from SEM images, and generate multi-layer "GDSII"… |
| 3D980 | "Software" "specially designed" for the "development," "production" or "use" of commodities controlled by 3A980 and 3A981. |
| 3D991 | "Software" "specially designed" for the "development," "production" or "use" of electronic devices, "parts" or "components" controlled by 3A991, general purpose… |
| 3D992 | "Software" for the "development" or "production" of commodities specified in 3B001.a.4, c, d, f.1, f.5, f.6, k to n, p.2, p.4, r, or 3B002.c and "software" as f… |
| 3D993 | "Software" for the "development" or "production" of commodities specified in 3B993 and "software" as follows (see List of Items Controlled). |
| 3D994 | "Software" "specially designed" for the "development" or "production" of commodities specified in 3B994 and "software" as follows (see List of Items Controlled)… |
Group E — Technology
| ECCN Code | Description |
|---|---|
| 3E001 | "Technology" according to the General Technology Note for the "development" or "production" of commodities controlled by 3A (except 3A069, 3A901, 3A904, 3A980, … |
| 3E003 | Other "technology" for the "development" or "production" of the following (see List of Items Controlled). |
| 3E004 | "Technology" "required" for the slicing, grinding and polishing of 300 mm diameter silicon wafers to achieve a 'Site Front least sQuares Range' ('SFQR') less th… |
| 3E069 | "Technology" according to the General Technology Note for the "development" or "production" of items controlled by 3A069. |
| 3E101 | "Technology" according to the General Technology Note for the "use" of equipment or "software" controlled by 3A001.a.1 or .2, 3A101, or 3D101. |
| 3E102 | "Technology" according to the General Technology Note for the "development" of "software" controlled by 3D101. |
| 3E201 | "Technology" according to the General Technology Note for the "use" of equipment controlled by 3A001.e.2 or .e.3, 3A201 or 3A225 to 3A234. |
| 3E202 | "Technology" according to the General Technology Note for the "development," "production," or "use" of "software" controlled by 3D201 or 3D202. |
| 3E611 | "Technology" "required" for military electronics, as follows (see List of Items Controlled). |
| 3E901 | "Technology" according to the General Technology Note for the "development" or "production" of items controlled by ECCN 3A901, 3A904, 3B903, 3B904, 3C907, 3C908… |
| 3E905 | "Technology" according to the General Technology Note for the "development" or "production" of integrated circuits or devices, using "Gate all-around Field-Effe… |
| 3E980 | "Technology" "specially designed" for "development," "production" or "use" of commodities controlled by 3A980 and 3A981. |
| 3E991 | "Technology" for the "development," "production" or "use" of electronic devices, "parts" or "components" controlled by 3A991, general purpose electronic equipme… |
| 3E992 | "Technology" for the "production" or "development" of commodities specified in 3B001.a.4, c, d, f.1, f.5, f.6, k to n, p.2, p.4, r; and 3B002.c; and "technology… |
| 3E993 | "Technology" for the "development" or "production" of commodities specified in 3B993; and "technology" as follows (see List of Items Controlled). |
| 3E994 | "Technology" "specially designed" for the "development" or "production" of commodities specified in 3B994 and "technology" as follows (see List of Items Control… |
