Base
Customs BrokerPotential sanctions match

Chen Chen

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

1 hit

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Screening Alert

This company has a potential match on 1 sanctions or screening list. This may be a false positive — verify against official records.

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Chen Chen” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Chen Chen” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Notice2024-16993
2024-08-01

Quarterly Publication of Individuals Who Have Chosen to Expatriate

Notice2020-17176
2020-08-06

Quarterly Publication of Individuals, Who Have Chosen To Expatriate, as Required by Section 6039G

Notice2020-09814
2020-05-08

Quarterly Publication of Individuals, Who Have Chosen To Expatriate, as Required by Section 6039G

SEC Filings (100)

000-30013
2007-11-15

EMPLOYMENT CONTRACT

View on SEC.gov →
000-54292
2016-03-03

A LIST OF BENEFICIAL OWNERS OF THE AGL TRUST

View on SEC.gov →
005-58813
2005-03-04

SCHEDULE 13D/A

View on SEC.gov →
005-92628
2024-12-16

DELAWARE ACTION

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005-49087
2011-03-08

SEC filing

View on SEC.gov →
005-82674
2010-02-12

SC 13G/A

View on SEC.gov →
005-49087
2006-01-04

SEC filing

View on SEC.gov →
005-58813
2004-02-04

RAE SYSTEMS SC 13D/A

View on SEC.gov →
005-49087
2010-10-13

SEC filing

View on SEC.gov →
005-88636
2016-09-07

AMENDMENT NO.5 TO SCHEDULE 13E-3

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000-54884
2013-03-14

EXHIBIT 10.1

View on SEC.gov →
377-06055
2022-02-28

SEC filing

View on SEC.gov →
333-138894
2006-12-01

EXHIBIT 10.22

View on SEC.gov →
005-90664
2025-02-13

SEC filing

View on SEC.gov →
005-82674
2011-02-14

SC 13G/A

View on SEC.gov →
005-42296
2006-02-23

FEBRUARY 13, 2006 SCHEDULE 13D

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001-37428
2024-04-16

SEC filing

View on SEC.gov →
000-30013
2008-04-15

CHEN YU HUA EMPLOYMENT CONTRACT

View on SEC.gov →
001-33816
2009-08-10

SETTLEMENT AND RELEASE AGREEMENT

View on SEC.gov →
005-49087
2008-01-31

SEC filing

View on SEC.gov →
333-265024
2022-05-17

EX-10.1

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333-176694
2013-04-17

DEF 14A

View on SEC.gov →
005-49087
2008-05-20

SEC filing

View on SEC.gov →
333-122108
2005-01-18

EX-10.20

View on SEC.gov →
005-58813
2010-12-14

SC 13E3/A

View on SEC.gov →
005-58813
2011-02-01

SC 13E3

View on SEC.gov →
005-49087
2007-02-08

SEC filing

View on SEC.gov →
000-50214
2007-10-26

AGREEMENT TO ACQUIRE MARKETING AND COMMISSION AGREEMENT

View on SEC.gov →
2024-02-16

SEC filing

View on SEC.gov →
005-82674
2012-02-14

SC 13G/A

View on SEC.gov →
005-58813
2010-09-29

SCHEDULE 13D/A

View on SEC.gov →
005-58813
2011-02-22

SC 13E3/A

View on SEC.gov →
001-33069001-33069001-33069001-33069001-33069
2010-09-27

FORM 3

View on SEC.gov →
005-93963
2024-02-13

SEC filing

View on SEC.gov →
005-94854
2025-02-19

SEC filing

View on SEC.gov →
377-00326
2014-03-04

SEC filing

View on SEC.gov →
005-82674
2009-02-13

SC 13G/A

View on SEC.gov →
005-58813
2011-06-01

SC 13E3/A

View on SEC.gov →
005-58813
2011-01-28

SC 13E3/A

View on SEC.gov →
333-176694
2015-05-18

DEF 14A

View on SEC.gov →
005-58813
2002-04-19

SCHEDULE 13-D

View on SEC.gov →
333-265024
2022-05-17

EX-10.2

View on SEC.gov →
000-54146
2011-06-01

SEC filing

View on SEC.gov →
005-93629
2023-02-14

SC 13G

View on SEC.gov →
005-82674
2008-02-14

SC 13G

View on SEC.gov →
000-22043
2001-02-22

FORM 425

View on SEC.gov →
000-54146
2011-08-30

SEC filing

View on SEC.gov →
333-138894
2006-11-22

EXHIBIT 10.22

View on SEC.gov →
005-92628
2024-12-16

EX-99.1 - CALIFORNIA TRO

View on SEC.gov →
005-90664
2026-02-12

SEC filing

View on SEC.gov →
000-30013
2007-05-21

SALE AND PURCHASE AGREEMENT BETWEEN GLOBAL UPLINK LTD. IN HONG KONG WITH ASIA PAYMENT SYSTEMS (HK) LTD.

View on SEC.gov →
005-92628
2024-12-16

BOOKS AND RECORDS DEMAND

View on SEC.gov →
001-35256
2020-09-09

FORM 8-K

View on SEC.gov →
005-80297
2011-10-24

SCHEDULE 13D

View on SEC.gov →
005-94532
2024-06-20

JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS

View on SEC.gov →
005-60461
2005-02-18

SHANDA INTERACTIVE ENTERTAINMENT LIMITED

View on SEC.gov →
001-38324
2023-11-21

8-K

View on SEC.gov →
000-54884
2015-03-18

EXHIBIT 2.3

View on SEC.gov →
333-265024
2022-05-17

EX-10.4

View on SEC.gov →
001-34488
2009-10-09

SEC filing

View on SEC.gov →
005-60613
2007-02-13

SEC filing

View on SEC.gov →
001-33277
2010-02-12

FORM 5 -

View on SEC.gov →
000-31475
2001-11-14

SEPARATION AGREEMENT CHIN MING CHEN

View on SEC.gov →
000-54884
2017-03-15

EXHIBIT 10.91

View on SEC.gov →
005-88636
2016-04-18

AMENDMENT NO.4 TO SCHEDULE 13E-3

View on SEC.gov →
005-91347
2021-02-16

FORM SC 13G/A

View on SEC.gov →
000-31561
2002-12-27

SOLICITING MATERIAL PURSUANT TO SECTION 240.14A-12

View on SEC.gov →
005-58813
2011-03-23

SC 13E3/A

View on SEC.gov →
005-81072
2005-10-18

INFORMATION STATEMENT PURSUANT TO SECTION 14(F)

View on SEC.gov →
333-71828
2001-10-18

SHARE EXCHANGE AGREEMENT

View on SEC.gov →
005-94172
2024-02-20

SC 13G

View on SEC.gov →
001-33069001-33069001-33069001-33069001-33069
2010-10-04

FORM 4

View on SEC.gov →
005-86326
2024-02-06

SC 13D/A

View on SEC.gov →
005-58813
2011-03-10

SC 13E3/A

View on SEC.gov →
005-58813
2011-03-29

SC 13E3/A

View on SEC.gov →
005-91774
2020-10-30

SEC filing

View on SEC.gov →
377-06055
2022-02-28

SEC filing

View on SEC.gov →
005-49117
2005-02-10

SCHEDULE 13G/A

View on SEC.gov →
377-00565
2014-04-11

SEC filing

View on SEC.gov →
005-92027
2021-02-16

SCHEDULE 13G

View on SEC.gov →
333-197246
2014-07-03

EX-10.26

View on SEC.gov →
001-33277
2012-02-14

FORM 5 -

View on SEC.gov →
005-82674
2013-02-14

SC 13G/A

View on SEC.gov →
333-176694
2013-12-30

EXHIBIT 10.4

View on SEC.gov →
001-34567
2010-11-19

TRANSCRIPT

View on SEC.gov →
001-41015
2022-08-11

EXHIBIT 10.9

View on SEC.gov →
005-60613
2010-09-27

OCCAM NETWORKS, INC.

View on SEC.gov →
005-85935
2011-03-01

SCHEDULE 14F-1

View on SEC.gov →
005-48853
2017-04-07

EXHIBIT (A)(1)(I)

View on SEC.gov →
005-79351
2003-11-20

SEC filing

View on SEC.gov →
000-54884
2016-02-18

EXHIBIT 10.1

View on SEC.gov →
005-81072
2005-10-18

SCHEDULE 13D

View on SEC.gov →
000-54884
2016-08-09

EXHIBIT 10.1

View on SEC.gov →
005-85937
2013-11-22

SC 13E3

View on SEC.gov →
005-88636
2016-03-11

AMENDMENT NO.1 TO SCHEDULE 13E-3

View on SEC.gov →
001-36904
2023-11-14

SEC filing

View on SEC.gov →
333-176694
2014-03-18

EXHIBIT 10.5

View on SEC.gov →
001-39466
2025-11-18

EX-99.1

View on SEC.gov →
005-61993
2007-03-30

CDGT SC 13D 03/30/2007

View on SEC.gov →
333-262575
2024-05-13

424B3

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
NPV
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

Potential match found

This entity name appears in one or more global sanctions databases. Manual review is recommended before engaging in transactions.

eu_fsfmc_fund_freezeseu_journal_sanctionsfr_tresor_gels_avoir
View sanctions record →

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

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