Base
Customs Broker

CHARTER BROKERAGE LLC

CT

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “CHARTER BROKERAGE LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “CHARTER BROKERAGE LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-34196
2013-04-24

PRRN14A

View on SEC.gov →
001-34196
2013-04-30

PRRN14A

View on SEC.gov →
000-25603
2012-03-28

ANNUAL REPORTS OF LIMITED PARTNERS

View on SEC.gov →
001-33393
2017-11-01

EXHIBIT 99.1

View on SEC.gov →
000-50064
2014-03-26

SEC filing

View on SEC.gov →
333-113876333-113877333-113893
2008-09-23

MORGAN STANLEY CHARTER SERIES

View on SEC.gov →
000-25605
2012-03-28

ANNUAL REPORT TO LIMITED PARTNERS

View on SEC.gov →
000-26282
2012-03-28

ANNUAL REPORT TO LIMTED PARTNERS

View on SEC.gov →
000-25605
2014-03-26

SEC filing

View on SEC.gov →
000-26282
2014-03-26

SEC filing

View on SEC.gov →
000-25605
2013-03-26

SEC filing

View on SEC.gov →
000-50064
2012-03-28

ANNUAL REPORT TO LIMITED PARTNERS

View on SEC.gov →
000-25603
2013-03-25

SEC filing

View on SEC.gov →
000-25605
2015-03-27

SEC filing

View on SEC.gov →
005-35587
2009-07-27

SEC filing

View on SEC.gov →
000-26282
2015-03-27

SEC filing

View on SEC.gov →
000-50064
2013-03-26

SEC filing

View on SEC.gov →
000-25603
2011-03-29

SEC filing

View on SEC.gov →
000-25603
2012-02-02

SEC filing

View on SEC.gov →
000-50064
2015-03-27

SEC filing

View on SEC.gov →
000-26282
2013-03-26

SEC filing

View on SEC.gov →
005-89519
2019-03-08

TRADING DATA

View on SEC.gov →
001-33349
2013-04-10

PREC14A

View on SEC.gov →
001-39418
2022-03-21

205 PETITION

View on SEC.gov →
001-34196
2013-04-11

PREC14A

View on SEC.gov →
000-50064
2011-03-29

SEC filing

View on SEC.gov →
000-26282
2011-03-29

SEC filing

View on SEC.gov →
000-25605
2011-03-29

SEC filing

View on SEC.gov →
000-25605
2016-03-28

EX-13.01

View on SEC.gov →
000-26282
2016-03-28

EX-13.01

View on SEC.gov →
811-06352
2002-06-03

BROKERAGE CASH RESERVES

View on SEC.gov →
000-50064
2016-03-28

EX-13.01

View on SEC.gov →
333-173250333-173250-82333-173250-116333-173250-115333-173250-113333-173250-112333-173250-111333-173250-114333-173250-90333-173250-87333-173250-86333-173250-85333-173250-84333-173250-109333-173250-108333-173250-107333-173250-106333-173250-104333-173250-103333-173250-102333-173250-101333-173250-100333-173250-98333-173250-04333-173250-05333-173250-03333-173250-08333-173250-07333-173250-02333-173250-09333-173250-10333-173250-11333-173250-12333-173250-15333-173250-16333-173250-66333-173250-17333-173250-71333-173250-51333-173250-53333-173250-58333-173250-63333-173250-64333-173250-67333-173250-68333-173250-69333-173250-70333-173250-92333-173250-72333-173250-73333-173250-75333-173250-76333-173250-80333-173250-81333-173250-29333-173250-31333-173250-36333-173250-37333-173250-50333-173250-01333-173250-18333-173250-44333-173250-45333-173250-06333-173250-49333-173250-48333-173250-19333-173250-27333-173250-78333-173250-79333-173250-88333-173250-95333-173250-35333-173250-96333-173250-40333-173250-38333-173250-41333-173250-42333-173250-13333-173250-60333-173250-61333-173250-62333-173250-74333-173250-55333-173250-94333-173250-97333-173250-39333-173250-43333-173250-26333-173250-24333-173250-23333-173250-21333-173250-22333-173250-25333-173250-28333-173250-32333-173250-20333-173250-89333-173250-14333-173250-105333-173250-110333-173250-91333-173250-83333-173250-77333-173250-52333-173250-54333-173250-56333-173250-57333-173250-59333-173250-65333-173250-34333-173250-33333-173250-46333-173250-30
2011-08-03

POST EFFECTIVE AMENDMENT NO.1 TO FORM S-1

View on SEC.gov →
001-35870
2013-07-03

FORM 11-K FOR 12/31/12

View on SEC.gov →
001-38528
2023-05-10

10-Q

View on SEC.gov →
001-10269
2014-07-21

DFAN14A

View on SEC.gov →
333-179896333-179896-83333-179896-115333-179896-114333-179896-113333-179896-112333-179896-111333-179896-93333-179896-91333-179896-88333-179896-87333-179896-86333-179896-85333-179896-109333-179896-108333-179896-107333-179896-106333-179896-103333-179896-102333-179896-101333-179896-100333-179896-98333-179896-97333-179896-38333-179896-39333-179896-37333-179896-42333-179896-41333-179896-36333-179896-43333-179896-44333-179896-45333-179896-46333-179896-62333-179896-49333-179896-67333-179896-50333-179896-51333-179896-52333-179896-54333-179896-59333-179896-64333-179896-65333-179896-68333-179896-69333-179896-70333-179896-71333-179896-72333-179896-73333-179896-74333-179896-90333-179896-77333-179896-81333-179896-82333-179896-05333-179896-07333-179896-12333-179896-13333-179896-34333-179896-35333-179896-24333-179896-18333-179896-19333-179896-40333-179896-23333-179896-22333-179896-25333-179896-33333-179896-79333-179896-80333-179896-89333-179896-95333-179896-11333-179896-96333-179896-14333-179896-02333-179896-15333-179896-16333-179896-47333-179896-61333-179896-76333-179896-63333-179896-75333-179896-56333-179896-94333-179896-20333-179896-17333-179896-32333-179896-30333-179896-29333-179896-27333-179896-28333-179896-31333-179896-04333-179896-08333-179896-26333-179896-48333-179896-104333-179896-110333-179896-92333-179896-84333-179896-78333-179896-53333-179896-55333-179896-57333-179896-58333-179896-60333-179896-66333-179896-10333-179896-09333-179896-21333-179896-06333-179896-01333-179896-03
2012-08-07

POST EFFECTIVE AMENDMENT NO. 2

View on SEC.gov →
333-173250333-173250-82333-173250-116333-173250-115333-173250-113333-173250-112333-173250-111333-173250-114333-173250-90333-173250-87333-173250-86333-173250-85333-173250-84333-173250-109333-173250-108333-173250-107333-173250-106333-173250-104333-173250-103333-173250-102333-173250-101333-173250-100333-173250-98333-173250-04333-173250-05333-173250-03333-173250-08333-173250-07333-173250-02333-173250-09333-173250-10333-173250-11333-173250-12333-173250-15333-173250-16333-173250-66333-173250-17333-173250-71333-173250-51333-173250-53333-173250-58333-173250-63333-173250-64333-173250-67333-173250-68333-173250-69333-173250-70333-173250-92333-173250-72333-173250-73333-173250-75333-173250-76333-173250-80333-173250-81333-173250-29333-173250-31333-173250-36333-173250-37333-173250-50333-173250-01333-173250-18333-173250-44333-173250-45333-173250-06333-173250-49333-173250-48333-173250-19333-173250-27333-173250-78333-173250-79333-173250-88333-173250-95333-173250-35333-173250-96333-173250-40333-173250-38333-173250-41333-173250-42333-173250-13333-173250-60333-173250-61333-173250-62333-173250-74333-173250-55333-173250-94333-173250-39333-173250-43333-173250-26333-173250-24333-173250-23333-173250-21333-173250-22333-173250-25333-173250-28333-173250-32333-173250-20333-173250-89333-173250-14333-173250-105333-173250-110333-173250-91333-173250-83333-173250-77333-173250-52333-173250-54333-173250-56333-173250-57333-173250-59333-173250-65333-173250-34333-173250-33333-173250-46333-173250-30
2011-11-01

POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-1

View on SEC.gov →
333-179896333-179896-83333-179896-115333-179896-114333-179896-113333-179896-112333-179896-111333-179896-93333-179896-91333-179896-88333-179896-87333-179896-86333-179896-85333-179896-109333-179896-108333-179896-107333-179896-106333-179896-103333-179896-102333-179896-101333-179896-100333-179896-98333-179896-97333-179896-38333-179896-39333-179896-37333-179896-42333-179896-41333-179896-36333-179896-43333-179896-44333-179896-45333-179896-46333-179896-62333-179896-49333-179896-67333-179896-50333-179896-51333-179896-52333-179896-54333-179896-59333-179896-64333-179896-65333-179896-68333-179896-69333-179896-70333-179896-71333-179896-72333-179896-73333-179896-74333-179896-90333-179896-77333-179896-81333-179896-82333-179896-05333-179896-07333-179896-12333-179896-13333-179896-34333-179896-35333-179896-24333-179896-18333-179896-19333-179896-40333-179896-23333-179896-22333-179896-25333-179896-33333-179896-79333-179896-80333-179896-89333-179896-95333-179896-11333-179896-96333-179896-14333-179896-02333-179896-15333-179896-16333-179896-47333-179896-61333-179896-76333-179896-63333-179896-75333-179896-56333-179896-94333-179896-20333-179896-17333-179896-32333-179896-30333-179896-29333-179896-27333-179896-28333-179896-31333-179896-04333-179896-08333-179896-26333-179896-105333-179896-48333-179896-104333-179896-110333-179896-92333-179896-84333-179896-78333-179896-53333-179896-55333-179896-57333-179896-58333-179896-60333-179896-66333-179896-10333-179896-09333-179896-21333-179896-06333-179896-01333-179896-03
2012-05-02

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
001-41015
2023-08-28

DEF 14A

View on SEC.gov →
333-48456
2018-04-26

SAA BETWEEN PACIFIC INVESTMENT MANAGEMENT COMPANY LLC AND BIA, LLC, WITH RESPECT

View on SEC.gov →
333-48456
2018-04-26

SAA BETWEEN PACIFIC INVESTMENT MANAGEMENT COMPANY LLC AND BIA, LLC, WITH RESPECT

View on SEC.gov →
001-41015
2023-08-16

PRE 14A

View on SEC.gov →
001-32172
2013-02-13

EX-99.1

View on SEC.gov →
001-33034
2019-07-26

PROXY STATEMENT

View on SEC.gov →
001-14956
2014-07-21

425

View on SEC.gov →
333-143751-06
2007-12-12

FORM 8K

View on SEC.gov →
000-25603
2010-03-29

SEC filing

View on SEC.gov →
814-00778
2017-04-17

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-50064
2010-03-29

SEC filing

View on SEC.gov →
000-25605
2010-03-29

SEC filing

View on SEC.gov →
001-32172
2013-02-28

EX-99.1

View on SEC.gov →
000-26282
2010-03-29

SEC filing

View on SEC.gov →
333-70754
2015-06-01

AXA PREMIER VIP TRUST

View on SEC.gov →
333-143751-07
2007-12-13

CURRENT REPORT

View on SEC.gov →
333-143751-03
2007-11-09

CURRENT REPORT

View on SEC.gov →
001-33908001-33909
2011-07-29

FORM 8-K

View on SEC.gov →
000-50046
2005-11-14

QUARTERLY REPORT

View on SEC.gov →
000-55546
2019-04-29

FORM DEF 14A

View on SEC.gov →
001-11921
2007-03-01

EXHIBIT 21.1

View on SEC.gov →
000-49850
2015-04-21

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
001-14905
2026-03-02

EX-21

View on SEC.gov →
001-14905
2021-03-01

EX-21

View on SEC.gov →
001-14905
2018-02-26

EX-21

View on SEC.gov →
001-14905
2025-02-24

EX-21

View on SEC.gov →
814-00778
2015-05-13

BDCA VENTURE, INC. PRE 14A

View on SEC.gov →
814-00778
2015-05-29

BDCA VENTURE, INC. DEF 14A

View on SEC.gov →
002-74288
2004-06-29

INVESTMENT MANAGEMENT AGREEMENT

View on SEC.gov →
001-33831
2019-04-29

EXHIBIT 99.1

View on SEC.gov →
001-14905
2020-02-24

EX-21

View on SEC.gov →
000-55546
2019-04-03

FORM PRE 14A

View on SEC.gov →
000-26282
2017-03-28

EX-13.01

View on SEC.gov →
001-33393
2018-05-09

10-Q

View on SEC.gov →
001-14905
2019-02-25

EX-21

View on SEC.gov →
001-33034
2020-07-29

PROXY STATEMENT

View on SEC.gov →
001-35070
2011-07-11

FORM 11-K

View on SEC.gov →
001-39095
2024-02-28

EX-4.1

View on SEC.gov →
001-14905
2023-02-27

EX-21

View on SEC.gov →
333-140887
2009-10-09

PROSPECTUS FILED PURSUANT TO RULE 424(B)(3)

View on SEC.gov →
001-32172
2013-05-08

FORM 10-Q

View on SEC.gov →
001-33908001-33909
2009-03-26

FORM 8-K

View on SEC.gov →
811-03329
2008-08-28

SEC filing

View on SEC.gov →
001-14905
2022-02-28

EX-21

View on SEC.gov →
001-14905
2024-02-26

EX-21

View on SEC.gov →
811-06352
2007-09-17

DEF 14A

View on SEC.gov →
000-51860
2008-04-30

DEFINITIVE NOTICE & PRXY STATEMENT

View on SEC.gov →
333-191772
2013-10-18

FWP PDF

View on SEC.gov →
001-35674333-148153
2020-11-17

8-K

View on SEC.gov →
333-191772
2013-10-18

FWP

View on SEC.gov →
811-06352
2007-08-15

PRE 14A

View on SEC.gov →
000-56566
2025-03-28

EX-10.2

View on SEC.gov →
333-48456
2009-05-01

INVESTMENT ADVISORY AGREEMENT

View on SEC.gov →
000-10030
2013-02-07

SEC filing

View on SEC.gov →
811-22260
2019-03-21

SEC filing

View on SEC.gov →
333-218384
2017-05-31

EX-99.(G)

View on SEC.gov →
000-56566
2025-06-25

EX-10.1

View on SEC.gov →
001-11706
2002-01-11

CURRENT REPORT

View on SEC.gov →
333-76407
2025-01-02

SEC filing

View on SEC.gov →
002-10699
2025-01-02

SEC filing

View on SEC.gov →
333-48456
2003-02-14

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
BER
License Status
Active
Address
CT
Classification
Customs Broker

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
Charter 3 Global LLCChen Chen