Base
Customs Broker

Kathleen Y Hart

CO

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Kathleen Y Hart” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Kathleen Y Hart” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

867-00226
2019-04-18

SEC filing

View on SEC.gov →
867-00226
2018-05-02

SEC filing

View on SEC.gov →
333-76911-01
2001-03-26

AMENDMENT TO AGREEMENT OF PARTNERSHIP

View on SEC.gov →
333-57156
2002-03-28

AMENDMENT TO AGREEMENT OF PARTNERSHIP

View on SEC.gov →
000-53648
2009-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
001-13881
2005-07-22

EXHIBIT 10.6

View on SEC.gov →
001-32977
2009-03-02

THIRD AMENDMENT TO RESTATED LOAN AGREEMENT DATED FEBRUARY 27, 2009

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF CORRECTION

View on SEC.gov →
001-32977
2008-11-10

FIRST AMENDMENT DATED OCTOBER 29, 2008 TO RESTATED LOAN AGREEMENT

View on SEC.gov →
001-13881
2004-10-12

THIRD AMENDMENT AGREEMENT

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
001-13881
2004-10-12

SECOND AMENDMENT AGREEMENT

View on SEC.gov →
001-32977
2009-06-08

FOURTH AMENDMENT TO RESTATED LOAN AGREEMENT

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF CORRECTION

View on SEC.gov →
000-53190
2008-06-20

CERTIFICATE OF AMENDMENT TO CERTICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
000-53190
2008-06-20

CERTIFICATE OF CORRECTION FILED TO CORRECT A CERTAIN ERROR

View on SEC.gov →
333-57156-01
2003-03-28

FORM 10-K

View on SEC.gov →
001-35741
2025-04-23

ARS

View on SEC.gov →
811-22394
2011-08-05

CHOU AMERICA MUTUAL FUNDS

View on SEC.gov →
001-35741
2026-04-23

ARS

View on SEC.gov →
001-32977
2009-03-02

SECOND AMENDMENT TO RESTATED LOAN AGREEMENT DATED NOVEMBER 12, 2008

View on SEC.gov →
2006-01-19

SEC filing

View on SEC.gov →
333-101699
2002-12-06

SHAREHOLDERS AGREEMENT DATED AS OF MARCH 14, 2000

View on SEC.gov →
000-19756
2008-02-21

PDL BIOPHARMA, INC. AND GENMAB A/S JOINT PRESS RELEASE ISSUED FEBRUARY 21, 2008

View on SEC.gov →
005-33877
2002-06-17

EXHIBIT 10.12

View on SEC.gov →
001-15170
2024-01-09

GSK ENTERS AGREEMENT TO ACQUIRE AIOLOS BIO

View on SEC.gov →
001-32977
2009-03-02

AMENDMENT NO. 3 TO NOTE PURCHASE AGREEMENT AND LIMITED WAIVER

View on SEC.gov →
001-35741
2025-04-23

ARS

View on SEC.gov →
000-14190
2002-06-17

EXHIBIT 10.1 - STOCKHOLDER VOTING AGREEMENT

View on SEC.gov →
001-39576
2024-04-24

DEF 14A

View on SEC.gov →
001-04717
2003-05-13

1ST AMENDMENT

View on SEC.gov →
001-39576
2025-04-24

DEF 14A

View on SEC.gov →
001-39576
2023-04-21

DEF 14A

View on SEC.gov →
005-86312
2011-07-05

EX-99.1

View on SEC.gov →
005-91488
2020-04-24

EX-99.1

View on SEC.gov →
005-53757
2010-11-19

EX-99.47

View on SEC.gov →
001-15659
2003-10-15

FOURTH AMENDMENT TO THE CREDIT AGREEMENT

View on SEC.gov →
005-85271
2015-10-02

EXHIBIT 7

View on SEC.gov →
005-89135
2015-10-09

EXHIBIT 1

View on SEC.gov →
005-94052
2023-04-28

EX-1

View on SEC.gov →
811-09038
2008-08-25

SEC filing

View on SEC.gov →
811-07414
2008-08-28

SANTA BARBARA GROUP OF MUTUAL FUNDS, INC.

View on SEC.gov →
005-86312
2015-10-02

EXHIBIT 7

View on SEC.gov →
005-53343
2009-05-08

SC 13D

View on SEC.gov →
000-29440
2015-12-18

10-K/A

View on SEC.gov →
001-39576
2026-04-02

DEF 14A

View on SEC.gov →
811-04923
2008-08-29

LONGLEAF PARTNERS FUNDS TRUST

View on SEC.gov →
333-85994-01
2004-03-30

FORM 10-K

View on SEC.gov →
001-36001
2014-04-01

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-14572
2006-04-12

2005 ANNUAL REPORT

View on SEC.gov →
811-09391
2022-08-23

SEC filing

View on SEC.gov →
811-21532
2013-08-13

SEC filing

View on SEC.gov →
811-00749
2008-08-13

N-PX

View on SEC.gov →
811-00749
2008-09-08

N-PX/A

View on SEC.gov →
001-08467
2001-10-24

EX-10.50

View on SEC.gov →
000-54462
2011-07-15

FORM 10-12G

View on SEC.gov →
811-04581
2008-08-22

N-PX

View on SEC.gov →
001-15401
2003-08-14

EXHIBIT 10.(VIII)

View on SEC.gov →
811-22588
2015-08-13

BPV FAMILY OF FUNDS - N-PX

View on SEC.gov →
811-21556
2013-08-30

SEC filing

View on SEC.gov →
001-15659
2003-08-14

THIRD AMENDMENT TO THE LOAN AGREEMENT

View on SEC.gov →
333-100466
2002-10-10

S-3

View on SEC.gov →
333-113340-01
2006-03-31

FORM 10-K

View on SEC.gov →
811-01886
2007-08-21

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-03462
2013-07-30

SEC filing

View on SEC.gov →
811-04186
2014-08-26

BRD0310000759866

View on SEC.gov →
000-29440
2013-04-22

DEF 14A

View on SEC.gov →
333-194848
2014-03-28

EX-10.43

View on SEC.gov →
000-54462
2011-08-25

10-12G/A

View on SEC.gov →
005-85271
2010-02-10

EX-99.1

View on SEC.gov →
001-10948
2011-03-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-36842
2017-04-18

CURRENT REPORT

View on SEC.gov →
005-53757
2010-01-15

EX-99.44

View on SEC.gov →
001-36842
2017-04-18

CURRENT REPORT

View on SEC.gov →
811-22937
2015-08-31

SEC filing

View on SEC.gov →
811-21386
2013-08-21

FORM N-PX

View on SEC.gov →
001-08787
2008-11-26

EX-10.2: WARRANT

View on SEC.gov →
001-10948
2012-03-15

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
005-92214
2023-05-25

SC 13D

View on SEC.gov →
001-35741
2016-03-11

EXHIBIT 99.1

View on SEC.gov →
811-01018
2012-08-21

FORM N-PX

View on SEC.gov →
811-05308
2013-08-30

SEC filing

View on SEC.gov →
333-113340
2005-03-31

FORM 10-K

View on SEC.gov →
811-22602
2013-08-30

SEC filing

View on SEC.gov →
811-06650
2019-08-21

ANNUAL REPORT OF PROXY VOTING RECORDS

View on SEC.gov →
811-00487
2011-08-24

PROXY VOTING RECORD 7/1/2010 - 6/30/2011

View on SEC.gov →
000-23636
2008-12-23

EX-4.1

View on SEC.gov →
070-10338
2005-11-29

KMI EXHIBIT 7 BC UTILITIES COMMISSION APPROVAL

View on SEC.gov →
005-54765
2011-05-18

EX-99.A.5.D

View on SEC.gov →
001-08787
2009-04-20

EX-10.2: WARRANT

View on SEC.gov →
000-25434
2014-05-30

ASSET PURCHASE AGREEMENT

View on SEC.gov →
811-08168
2007-08-08

AQUILA ROCKY MOUNTAIN EQUITY FUND 2007 FORM N-PX

View on SEC.gov →
811-10571
2007-08-13

SEC filing

View on SEC.gov →
811-03578
2007-08-09

AQUILA THREE PEAKS HIGH INCOME FUND 6/30/07 FORM N-PX

View on SEC.gov →
005-87148
2014-08-06

SC 13D

View on SEC.gov →
333-169584
2010-09-24

SEC filing

View on SEC.gov →
811-05037
2015-08-31

SEC filing

View on SEC.gov →
333-36328
2001-01-18

LIST OF CERTAIN SELLING STOCKHOLDERS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
NAM
License Status
Active
Address
CO
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← KATHLEEN ANN ReynoldsKATHRYN L SARGES →