Base
Customs Broker

KATHLEEN ANN Reynolds

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “KATHLEEN ANN Reynolds” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “KATHLEEN ANN Reynolds” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-04803
2009-11-24

POWER OF ATTORNEY OF THE BOARD

View on SEC.gov →
811-21110
2010-01-05

POWER OF ATTORNEY

View on SEC.gov →
811-21110
2010-01-05

POWER OF ATTORNEY

View on SEC.gov →
811-07749
2023-08-31

FINANCIAL SERVICES FUND_FSF

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811-08747
2016-08-22

SEC filing

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021-331726
2021-09-30

SEC filing

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333-184724
2012-11-02

LIST OF SELLING SHAREHOLDERS

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811-07239
2006-08-31

SEC filing

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000-53648
2009-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

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333-114899
2004-04-27

LIST OF SHAREHOLDERS

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001-10890
2002-03-29

REVISED SCHEDULE TO SEVERANCE AGREEMENT

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001-10890
2003-03-27

REVISED SCHEDULE TO SEVERANCE AGREEMENT

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070-10338
2005-11-29

KMI EXHIBIT 7 BC UTILITIES COMMISSION APPROVAL

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001-15186
2004-05-28

SEC filing

View on SEC.gov →
000-16633
2018-03-15

EX-3.33

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811-23205
2018-08-28

N-PX

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000-16633
2014-11-07

EX-3.1

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811-04033
2011-08-26

FORM N-PX FOR THE PERIOD ENDED JUNE 30, 2011

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811-00696
2023-08-31

SMALL-CAP STOCK FUND_SCS

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333-86280
2002-04-15

HUMANA INC. NQ STOCK OPTION PLAN FOR EMPLOYEES-300,000 ADD'L SHRS

View on SEC.gov →
811-07988
2011-08-26

ANNUAL REPORT OF PROXY VOTING RECORDS

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811-22902
2017-07-13

PROXY VOTING RECORD

View on SEC.gov →
811-22572
2016-08-10

N-PX

View on SEC.gov →
333-105622
2003-05-29

HUMANA INC. 2003 STOCK INCENTIVE PLAN

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811-01920
2006-08-17

FORM N-PX FOR PERIOD 7/1/05-6/30/06

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000-16633
2019-03-14

EX-3.2

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811-03587
2019-08-29

SEC filing

View on SEC.gov →
811-04033
2010-08-25

FORM N-PX FOR THE PERIOD ENDED JUNE 30, 2010

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000-16633
2015-03-27

EX-3.2

View on SEC.gov →
811-10401
2014-08-21

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-21432
2008-07-25

N-PX

View on SEC.gov →
333-286405
2025-04-04

REGISTRATION STATEMENT

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001-15186
2007-08-02

EX-99.8

View on SEC.gov →
811-03090
2019-08-28

MFS SERIES TRUST VII N-PX

View on SEC.gov →
001-15186
2008-03-25

EXHIBIT 99.8

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001-05805
2023-04-07

SEC filing

View on SEC.gov →
333-286405
2025-05-09

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
811-21934
2014-08-22

BRD_B5F0001370177

View on SEC.gov →
811-08054
2005-08-25

SEC filing

View on SEC.gov →
333-286405
2025-05-29

PROSPECTUS

View on SEC.gov →
811-22738
2017-07-13

PROXY VOTING RECORD

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020-36223
2025-08-01

SEC filing

View on SEC.gov →
811-01352
2019-08-29

SEC filing

View on SEC.gov →
811-22528
2017-07-13

PROXY VOTING RECORD

View on SEC.gov →
333-134887
2006-06-09

HUMANA INC. S-8 (REPLACING S-8POS FILED IN ERROR)

View on SEC.gov →
333-105622
2006-05-31

HUMANA INC. REG. STATEMENT 11 MILLION SHARES 2003 SIP

View on SEC.gov →
811-08599
2007-08-28

N-PX FILING - DWS EQUITY TRUST

View on SEC.gov →
811-08587
2019-08-12

PIP 18 N-PX

View on SEC.gov →
811-02611
2018-08-10

N-PX

View on SEC.gov →
811-02676
2019-08-29

SEC filing

View on SEC.gov →
811-04932
2005-08-30

WORLD FUND

View on SEC.gov →
811-07639
2023-08-31

EQUITY FUNDS_IEF

View on SEC.gov →
000-55010
2014-04-15

EXHIBIT 10.8

View on SEC.gov →
811-06673
2018-07-30

N-PX

View on SEC.gov →
811-01352
2020-08-27

PRIMARY DOCUMENT

View on SEC.gov →
811-23205
2019-08-29

N-PX

View on SEC.gov →
811-02841
2006-08-25

SEC filing

View on SEC.gov →
000-15411
2001-03-28

SEC filing

View on SEC.gov →
811-09391
2022-08-23

SEC filing

View on SEC.gov →
811-05962
2023-08-28

N-PX

View on SEC.gov →
001-15589
2001-12-28

FORM 10-K

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811-00082
2012-08-31

CGM TRUST

View on SEC.gov →
811-21549
2017-07-13

VOTING RECORD SUMMARY

View on SEC.gov →
811-02739
2019-08-29

BLACKROCK BASIC VALUE FUND, INC.

View on SEC.gov →
811-09967
2001-03-12

FORM N-30D/A

View on SEC.gov →
811-22902
2018-07-17

PROXY VOTING RECORD

View on SEC.gov →
811-21869
2011-08-19

BRDQY80001356115

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811-21771
2009-08-18

SEC filing

View on SEC.gov →
811-08062
2009-08-28

SEC filing

View on SEC.gov →
811-05569
2019-08-29

FUT N-PX

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811-21511
2016-08-19

SEC filing

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811-03114
2004-08-27

SEC filing

View on SEC.gov →
811-03587
2022-08-26

PRIMARY DOCUMENT

View on SEC.gov →
811-22077
2021-08-27

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22559
2015-07-28

PROXY VOTING SUMMARY

View on SEC.gov →
811-07749
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-04707
2018-08-23

SEC filing

View on SEC.gov →
811-22585
2013-08-20

TTP N-PX

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811-21448
2008-08-25

ANNUAL FORM N-PX FILING 2008

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811-22027
2025-08-29

SEC filing

View on SEC.gov →
811-03587
2020-08-27

PRIMARY DOCUMENT

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811-00834
2022-08-26

N-PX

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811-01796
2019-08-29

SEC filing

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811-01193
2019-08-29

SEC filing

View on SEC.gov →
811-05962
2021-08-27

N-PX

View on SEC.gov →
811-10001
2015-08-26

SEC filing

View on SEC.gov →
811-06673
2016-08-09

N-PX

View on SEC.gov →
001-15589
2003-12-24

FORM 10-K FOR YEAR ENDED SEPTEMBER 26, 2003

View on SEC.gov →
811-09739
2006-08-24

MASTER LARGE CAP SERIES TRUST

View on SEC.gov →
333-146627
2011-05-10

LIMITED POWER OF ATTORNEY

View on SEC.gov →
811-00572
2019-08-28

N-PX

View on SEC.gov →
811-05962
2022-08-26

N-PX

View on SEC.gov →
811-02737
2019-08-29

SEC filing

View on SEC.gov →
811-21656
2018-08-30

BLACKROCK ENERGY AND RESOURCES TRUST

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811-08029
2007-08-22

GRANUM CAPITAL MANAGEMENT LLC

View on SEC.gov →
811-04797
2005-08-29

FORM N-PX

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001-15170
2026-01-20

GSK TO ACQUIRE RAPT THERAPEUTICS

View on SEC.gov →
811-06665
2023-08-31

MID-CAP GROWTH FUND_MCG

View on SEC.gov →
811-08689
2004-07-19

SEC filing

View on SEC.gov →
811-05396
2008-08-07

N-PX

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Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
HA9
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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