Base
Customs Broker

David C. Lee, Inc.

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “David C. Lee, Inc.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “David C. Lee, Inc.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-33289
2014-06-13

FORM 8-K

View on SEC.gov →
030-00318
2004-04-26

U-5-S

View on SEC.gov →
030-00318
2005-04-27

FORM U5S

View on SEC.gov →
000-17840
2007-07-06

EX-10.10

View on SEC.gov →
333-68038
2001-08-21

POWERS OF ATTORNEY

View on SEC.gov →
005-58167
2002-02-12

SC 13G/A

View on SEC.gov →
005-84876
2009-06-15

SEC filing

View on SEC.gov →
005-58167
2001-02-13

SCHEDULE 13G/A

View on SEC.gov →
333-64641
2001-10-11

FIRST AMENDMENT TO AGREEMENT

View on SEC.gov →
030-00037
2003-05-15

FORM U5S

View on SEC.gov →
333-64641
2003-09-29

THIRD AMENDMENT TO AMENDED & RESTATED CREDIT

View on SEC.gov →
030-00301
2005-04-29

FORM U5S 2004

View on SEC.gov →
001-16427
2006-02-06

FIRST AMENDMENT TO THE TAX MATTERS AGREEMENT, 02/01/06

View on SEC.gov →
333-82632
2002-02-13

EX-10.15

View on SEC.gov →
000-26887
2001-04-11

DEF 14A

View on SEC.gov →
005-78414
2004-03-23

CORTELCO SYSTEMS PUERTO RICO, INC. / DAVID S. LEE

View on SEC.gov →
005-55313
2005-02-14

SEC filing

View on SEC.gov →
001-13888
2001-08-08

EXHIBIT 10.54

View on SEC.gov →
000-22825
2001-08-14

THIRD AMENDMENT DATED AS OF MAY 31, 2001

View on SEC.gov →
000-26887
2001-03-28

PRE 14A

View on SEC.gov →
005-38277
2004-11-19

SEC filing

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
030-00301
2004-04-30

2003 FORM U5S

View on SEC.gov →
001-32203
2009-06-12

EX-10.7

View on SEC.gov →
005-78596
2005-04-13

SCHEDULE 13D/AMENDMENT NO. 2

View on SEC.gov →
005-38277
2005-02-03

SEC filing

View on SEC.gov →
022-28987-09022-28987022-28987-04022-28987-13022-28987-12022-28987-14022-28987-02022-28987-01022-28987-03022-28987-05022-28987-07022-28987-06022-28987-08022-28987-10022-28987-11022-28987-16022-28987-17022-28987-15022-28987-18
2013-02-25

FORM T-3

View on SEC.gov →
005-78596
2006-04-12

AMENDMENT NO. 9 TO SCHEDULE 13D

View on SEC.gov →
005-38277
2005-01-18

SEC filing

View on SEC.gov →
005-38277
2005-01-13

SEC filing

View on SEC.gov →
005-38277
2005-01-11

SEC filing

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
005-38277
2005-02-17

SEC filing

View on SEC.gov →
001-14541
2005-02-03

CLASS ACTION COMPLAINT

View on SEC.gov →
005-38277
2005-01-19

SEC filing

View on SEC.gov →
001-33881
2008-05-15

EX-10.3 THIRD AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
005-89885
2022-02-10

SC 13G/A

View on SEC.gov →
005-38277
2005-03-04

SEC filing

View on SEC.gov →
005-59253
2006-08-11

EX-5

View on SEC.gov →
005-59253
2006-08-11

EX-5

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
005-38277
2005-01-21

SEC filing

View on SEC.gov →
005-38277
2005-02-28

SEC filing

View on SEC.gov →
005-59253
2006-08-11

EX-5

View on SEC.gov →
001-12068
2002-04-01

AMENDMENT TO THE NOVEMBER 28,2000 CREDIT AGREEMENT

View on SEC.gov →
001-16663
2002-05-17

EXHIBIT 10.9

View on SEC.gov →
000-51826
2015-07-20

8-K

View on SEC.gov →
001-33289
2018-06-18

8-K

View on SEC.gov →
000-26887
2005-04-28

FORM 8-K

View on SEC.gov →
001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666
2010-03-31

FORM 4 -

View on SEC.gov →
000-22132
2002-05-20

PROXY STATEMENT

View on SEC.gov →
005-59253
2006-08-11

EX-5

View on SEC.gov →
001-14541
2005-02-03

CLASS ACTION COMPLAINT

View on SEC.gov →
005-56295
2010-12-07

SC 13D/A

View on SEC.gov →
000-25345
2005-03-30

SEC filing

View on SEC.gov →
001-33289
2017-06-19

8-K

View on SEC.gov →
001-12983
2001-03-30

EXHIBIT 10.41

View on SEC.gov →
001-16427
2005-09-16

EX-10.1

View on SEC.gov →
333-286405
2025-04-04

REGISTRATION STATEMENT

View on SEC.gov →
005-78596
2006-08-01

AMENDMENT NO. 13 TO SCHEDULE 13D

View on SEC.gov →
001-04717
2002-05-13

SEC filing

View on SEC.gov →
005-61971
2005-04-07

SCHEDULE 13D

View on SEC.gov →
333-286405
2025-05-09

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
001-10145
2001-11-13

AMNDT NO. 6 TO LYONDELL CHEMICAL CO. CREDIT AGMT

View on SEC.gov →
030-00037
2002-01-10

REGISTRATION STATEMENT

View on SEC.gov →
000-22132
2002-05-28

10-K/A

View on SEC.gov →
333-286405
2025-05-29

PROSPECTUS

View on SEC.gov →
001-36149
2017-11-28

FORM 8-K

View on SEC.gov →
022-29036-41022-29036-06022-29036-09022-29036-12022-29036-18022-29036-22022-29036-28022-29036-31022-29036022-29036-36022-29036-42022-29036-45022-29036-08022-29036-13022-29036-15022-29036-17022-29036-19022-29036-25022-29036-34022-29036-44022-29036-10022-29036-26022-29036-30022-29036-33022-29036-35022-29036-40022-29036-43022-29036-05022-29036-23022-29036-14022-29036-29022-29036-38022-29036-21022-29036-39022-29036-27022-29036-03022-29036-02022-29036-32022-29036-01022-29036-24022-29036-16022-29036-07022-29036-11022-29036-20022-29036-37022-29036-04
2016-12-30

EXHIBIT 99.1

View on SEC.gov →
333-57170333-57170-01
2001-11-07

FIRST AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
005-55313
2005-11-28

SEC filing

View on SEC.gov →
022-29036022-29036-45022-29036-05022-29036-15022-29036-20022-29036-22022-29036-26022-29036-30022-29036-32022-29036-34022-29036-35022-29036-41022-29036-03022-29036-04022-29036-09022-29036-12022-29036-16022-29036-23022-29036-07022-29036-17022-29036-24022-29036-28022-29036-31022-29036-33022-29036-37022-29036-42022-29036-14022-29036-02022-29036-36022-29036-38022-29036-01022-29036-27022-29036-44022-29036-18022-29036-43022-29036-25022-29036-06022-29036-19022-29036-29022-29036-46022-29036-08022-29036-13022-29036-48022-29036-39022-29036-10022-29036-21022-29036-47022-29036-11022-29036-40
2017-02-24

EXHIBIT 99.1

View on SEC.gov →
001-32203
2009-06-12

EX-10.9

View on SEC.gov →
333-70776-58333-70776-01333-70776-02333-70776-31333-70776-39333-70776333-70776-64333-70776-09333-70776-19333-70776-27333-70776-40333-70776-55333-70776-38333-70776-63333-70776-15333-70776-18333-70776-59333-70776-60333-70776-61333-70776-44333-70776-45333-70776-46333-70776-48333-70776-03333-70776-04333-70776-05333-70776-06333-70776-07333-70776-08333-70776-10333-70776-11333-70776-12333-70776-13333-70776-14333-70776-16333-70776-17333-70776-20333-70776-22333-70776-23333-70776-24333-70776-25333-70776-26333-70776-28333-70776-29333-70776-30333-70776-32333-70776-33333-70776-34333-70776-35333-70776-36333-70776-37333-70776-21333-70776-57333-70776-41333-70776-42333-70776-43333-70776-47333-70776-49333-70776-50333-70776-51333-70776-52333-70776-53333-70776-54333-70776-56
2001-11-06

THE KROGER CO. FORM S-3/A

View on SEC.gov →
333-57170333-57170-01
2001-11-07

FIRST AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
005-78596
2004-10-04

SCHEDULE 13D/A

View on SEC.gov →
005-78596
2005-08-11

SCHEDULE 13D / AMENDMENT #3

View on SEC.gov →
005-78596
2006-05-09

AMENDMENT NO. 10 TO SCHEDULE 13D

View on SEC.gov →
001-32203
2009-06-12

EX-10.11

View on SEC.gov →
001-12351
2003-04-09

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
005-79873
2006-05-18

SEC filing

View on SEC.gov →
001-35375
2015-04-27

FORM 8-K

View on SEC.gov →
005-81215
2010-08-20

SC 13D

View on SEC.gov →
001-04717
2001-05-15

EXHIBIT 10.1

View on SEC.gov →
001-35375
2014-04-10

FORM 8-K

View on SEC.gov →
000-26887
2002-04-15

DEF 14A

View on SEC.gov →
001-14255
2002-03-25

WAIVER TO RESTATED CREDIT AGREEMENT / 12/21/2001

View on SEC.gov →
001-14255
2001-11-13

AMENDMENT AND WAIVER

View on SEC.gov →
001-36712001-36712001-36712
2017-09-15

4

View on SEC.gov →
005-78596
2005-11-08

AMENDMENT NO. 4 TO SCHEDULE 13D

View on SEC.gov →
001-12351
2003-04-23

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666
2011-02-10

FORM 4 -

View on SEC.gov →
333-160112
2009-06-19

FORM S-8

View on SEC.gov →
005-56295
2016-11-23

AMENDMENT NO. 92 TO SCHEDULE 13D

View on SEC.gov →
001-35796
2019-04-04

EXHIBIT 10.2

View on SEC.gov →
000-25042
2001-08-10

AM NO.2 DATED 5/9/01 TO CREDIT AGREEMENTS

View on SEC.gov →
005-53121
2008-08-20

SEC filing

View on SEC.gov →
000-22132
2001-04-27

PROXY STATEMENT

View on SEC.gov →
001-35375
2015-11-04

EX-10.2

View on SEC.gov →
001-13678
2001-05-15

EXHIBIT 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
EYD
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

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