Base
Customs Broker

David B. LAM

HI

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “David B. LAM” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “David B. LAM” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-78357
2002-12-18

SEC filing

View on SEC.gov →
005-78357
2002-12-18

SEC filing

View on SEC.gov →
033-81800
2001-01-31

CODE OF ETHICS OF LAZARD ASSET MANAGEMENT

View on SEC.gov →
333-121407
2005-04-11

SEC filing

View on SEC.gov →
333-61366
2001-08-09

CODE OF ETHICS - LAZARD ASSET MANAGEMENT

View on SEC.gov →
333-172112
2011-05-02

SEC filing

View on SEC.gov →
333-172112
2011-06-23

S-1(A)

View on SEC.gov →
811-04984
2001-06-20

SEC filing

View on SEC.gov →
2011-03-07

SEC filing

View on SEC.gov →
333-172112
2011-03-14

SEC filing

View on SEC.gov →
333-172112
2011-04-15

SEC filing

View on SEC.gov →
333-172112
2011-04-29

SEC filing

View on SEC.gov →
333-172112
2011-04-15

SEC filing

View on SEC.gov →
333-172112
2011-07-28

SEC filing

View on SEC.gov →
2011-03-28

SEC filing

View on SEC.gov →
333-172112
2011-04-15

SEC filing

View on SEC.gov →
333-172112
2011-09-26

SEC filing

View on SEC.gov →
333-172112
2012-02-07

SEC filing

View on SEC.gov →
333-172112
2011-05-25

SEC filing

View on SEC.gov →
333-172112
2012-02-07

SEC filing

View on SEC.gov →
333-172112
2012-03-05

SEC filing

View on SEC.gov →
333-172112
2012-02-23

SEC filing

View on SEC.gov →
333-172112
2011-12-13

SEC filing

View on SEC.gov →
2011-04-28

SEC filing

View on SEC.gov →
333-172112
2012-03-22

PROSPECTUS

View on SEC.gov →
001-35565
2012-06-04

SEC filing

View on SEC.gov →
333-153492
2009-04-06

WARRANT TRANSFER AGREEMENT

View on SEC.gov →
000-32011
2003-05-14

SEC filing

View on SEC.gov →
333-110117
2004-12-28

EX-10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
333-281817
2024-11-21

SEC filing

View on SEC.gov →
333-281817
2024-10-03

SEC filing

View on SEC.gov →
333-281817
2024-10-18

SEC filing

View on SEC.gov →
001-16437
2004-02-04

1ST AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
000-22957
2023-08-09

SEC filing

View on SEC.gov →
333-172112
2011-02-08

SEC filing

View on SEC.gov →
001-36285
2014-01-29

SEC filing

View on SEC.gov →
811-07959
2017-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
000-52358
2007-03-30

SECURITIES ESCROW AGREEMENT DATED 12/19/06

View on SEC.gov →
2015-01-22

SEC filing

View on SEC.gov →
333-121407
2005-02-11

SEC filing

View on SEC.gov →
333-129179
2014-12-17

EX-10.3

View on SEC.gov →
001-36623
2014-12-17

EX-10.3

View on SEC.gov →
001-31915
2006-05-05

SEC filing

View on SEC.gov →
811-07959
2016-08-31

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
2012-12-10

SEC filing

View on SEC.gov →
001-16857
2004-04-08

SEC filing

View on SEC.gov →
000-32011
2004-04-15

ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003

View on SEC.gov →
2012-11-30

SEC filing

View on SEC.gov →
2012-12-19

SEC filing

View on SEC.gov →
333-172112
2012-08-10

SEC filing

View on SEC.gov →
2022-02-02

SEC filing

View on SEC.gov →
333-172112
2013-03-22

SEC filing

View on SEC.gov →
333-172112
2012-05-07

SEC filing

View on SEC.gov →
333-172112
2013-05-10

SEC filing

View on SEC.gov →
811-22312
2016-08-19

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
333-172112
2012-11-05

SEC filing

View on SEC.gov →
2012-11-16

SEC filing

View on SEC.gov →
333-272861
2024-06-07

SEC filing

View on SEC.gov →
811-09205
2016-08-05

SEC filing

View on SEC.gov →
811-03641
2007-08-31

ANNUAL REPORT

View on SEC.gov →
000-32011
2002-12-23

SEC filing

View on SEC.gov →
000-32011
2004-04-19

AMMENDMENT TO THE ANNUAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2003

View on SEC.gov →
2019-12-13

SEC filing

View on SEC.gov →
000-11378
2003-05-16

SEC filing

View on SEC.gov →
2012-10-23

SEC filing

View on SEC.gov →
001-34566
2014-02-07

FORM 8-K/A

View on SEC.gov →
005-59631
2016-02-01

AMENDMENT NO. 4 TO SCHEDULE 13D

View on SEC.gov →
333-272861
2024-05-29

SEC filing

View on SEC.gov →
005-59631
2016-01-19

AMENDMENT NO. 3 TO SCHEDULE 13D

View on SEC.gov →
001-34566
2014-01-28

FORM 8-K

View on SEC.gov →
333-172112
2013-03-22

SEC filing

View on SEC.gov →
001-36623
2015-05-12

EX-10.43

View on SEC.gov →
001-36098
2016-12-01

EXHIBIT 10.1

View on SEC.gov →
000-32011
2005-05-17

ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004

View on SEC.gov →
000-22957
2021-02-22

SEC filing

View on SEC.gov →
2014-05-13

SEC filing

View on SEC.gov →
333-172112
2013-06-11

SEC filing

View on SEC.gov →
000-32011
2005-05-25

SECTION 302 CERTIFICATION OF CEO

View on SEC.gov →
000-32011
2003-11-19

SECTION 302 CERTIFICATION OF CHIEF EXECUTIVE OFFICER

View on SEC.gov →
000-22957
2021-08-02

SEC filing

View on SEC.gov →
000-22957
2020-02-07

EXHIBIT 31.2

View on SEC.gov →
000-22957
2022-08-12

EX-31.2

View on SEC.gov →
000-22957
2025-11-07

EX-31.2

View on SEC.gov →
000-22957
2024-09-03

SEC filing

View on SEC.gov →
000-22957
2019-02-08

EXHIBIT 31.2

View on SEC.gov →
000-32011
2004-04-19

SECTION 302 CERTIFICATION OF CEO

View on SEC.gov →
001-16857
2005-04-28

HORIZON OFFSHORE, INC. - DECEMBER 31, 2004

View on SEC.gov →
000-32011
2004-04-15

SECTION 302 CERTIFICATION OF CEO

View on SEC.gov →
001-16857
2004-06-28

SEC filing

View on SEC.gov →
000-22957
2025-09-03

SEC filing

View on SEC.gov →
333-133475
2006-07-20

SEC filing

View on SEC.gov →
000-22957
2019-08-08

EXHIBIT 31.2

View on SEC.gov →
000-22957
2023-06-14

EX-31.2

View on SEC.gov →
333-172112
2011-04-29

SEC filing

View on SEC.gov →
000-22957
2021-02-11

EXHIBIT 31.2

View on SEC.gov →
811-07959
2021-08-19

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-172112
2011-02-08

SEC filing

View on SEC.gov →
001-34809
2024-04-30

DEF 14A

View on SEC.gov →
000-22957
2021-11-12

EX-31.2

View on SEC.gov →
000-22957
2025-02-12

EX-31.2

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
9QG
License Status
Active
Address
HI
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← Dar-Yih David WuDavid C. Lee, Inc. →