Base
Customs Broker

ARTHUR LAI

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ARTHUR LAI” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ARTHUR LAI” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

Notice03-17998
2003-07-16

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

000-26944
2005-10-24

PRESS RELEASE

View on SEC.gov →
333-58926
2001-05-11

POWERS OF ATTORNEY

View on SEC.gov →
333-58856
2001-05-11

EXHIBIT 99.16

View on SEC.gov →
333-59046
2001-05-15

EX-99.16 POWERS OF ATTORNEY

View on SEC.gov →
333-59038
2001-05-15

EX 99.16

View on SEC.gov →
333-58988
2001-05-15

POWERS OF ATTORNEY

View on SEC.gov →
333-58872
2001-05-11

EXHIBIT 99.16

View on SEC.gov →
333-58942
2001-05-11

EXHIBIT 99-16

View on SEC.gov →
333-58940
2001-05-11

POWERS OF ATTORNEY

View on SEC.gov →
333-58908
2001-05-11

POWERS OF ATTORNEY

View on SEC.gov →
333-58992
2001-05-15

POWERS OF ATTORNEY

View on SEC.gov →
333-59028
2001-05-15

EXHIBIT 99.16

View on SEC.gov →
333-58990
2001-05-15

EXHIBIT 99.16

View on SEC.gov →
333-59036
2001-05-15

EXHIBIT 99.16

View on SEC.gov →
333-58898
2001-05-11

EXHIBIT 99-16

View on SEC.gov →
333-58812
2001-05-11

EXHIBIT 99.16

View on SEC.gov →
333-58810
2001-05-11

POWERS OF ATTORNEY

View on SEC.gov →
333-58996
2001-05-15

POWERS OF ATTORNEY

View on SEC.gov →
001-13979
2001-03-19

SEC filing

View on SEC.gov →
000-26944
2005-10-24

PRESS RELEASE

View on SEC.gov →
814-01718
2025-04-03

WTI XI DEF 14A 2025

View on SEC.gov →
814-01718
2026-04-07

WTI11INC DEFINITIVE PROXY STATEMENT 2026 DEF14A

View on SEC.gov →
001-34238
2018-10-05

FORM 6-K

View on SEC.gov →
001-41110
2022-04-29

EX-99.1

View on SEC.gov →
001-34238
2020-04-30

EXHIBIT 4.16

View on SEC.gov →
814-01162
2023-03-27

VLL8INC DEFINITIVE PROXY STATEMENT 2023 DEF14A

View on SEC.gov →
814-01162
2022-04-08

VLL8INC DEFINITIVE PROXY STATEMENT 2022

View on SEC.gov →
001-34465001-31441
2010-08-12

EXHIBIT 10.2

View on SEC.gov →
000-19827
2001-02-26

EXHIBIT 16

View on SEC.gov →
000-19827
2001-02-15

EXHIBIT 16.1

View on SEC.gov →
021-247078
2015-09-04

SEC filing

View on SEC.gov →
021-230185
2014-12-16

SEC filing

View on SEC.gov →
333-232300
2019-06-24

EXHIBIT 10.18

View on SEC.gov →
021-230187
2014-12-16

SEC filing

View on SEC.gov →
021-230185
2015-12-15

SEC filing

View on SEC.gov →
001-13979
2001-03-19

ADDITIONAL EXHIBITS

View on SEC.gov →
021-247078
2016-09-02

SEC filing

View on SEC.gov →
001-34238
2020-04-30

EXHIBIT 4.13

View on SEC.gov →
021-230187
2015-12-15

SEC filing

View on SEC.gov →
000-56631
2024-04-04

WTI11 DEFINITIVE PROXY STATEMENT 2024 DEF 14A

View on SEC.gov →
001-11353
2005-04-15

SEC filing

View on SEC.gov →
000-51388
2006-10-20

SEC filing

View on SEC.gov →
000-51388
2006-10-04

SEC filing

View on SEC.gov →
333-164943
2010-02-17

FORM F-6EF

View on SEC.gov →
001-11353
2006-04-14

SEC filing

View on SEC.gov →
000-21267
2003-03-27

SEC filing

View on SEC.gov →
001-11353
2009-03-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-21102
2006-03-13

HYPERION STRATEGIC MORTGAGE INCOME FUND NOTICE AND PROXY

View on SEC.gov →
000-51388
2006-10-23

SEC filing

View on SEC.gov →
2020-10-16

SEC filing

View on SEC.gov →
000-26944
2005-10-24

FORM 8-K

View on SEC.gov →
811-05820
2006-03-13

HYPERION TOTAL RETURN FUND NOTICE AND PROXY

View on SEC.gov →
811-05820
2008-01-25

DEF 14A

View on SEC.gov →
333-240331
2020-08-04

EXHIBIT 10.14

View on SEC.gov →
333-232300
2019-06-24

EXHIBIT 10.10

View on SEC.gov →
811-21102
2008-01-25

DEF 14A

View on SEC.gov →
2018-05-25

SEC filing

View on SEC.gov →
001-34238
2020-04-30

EXHIBIT 4.7

View on SEC.gov →
000-21267
2001-04-02

SUMMIT BANK CORPORATION

View on SEC.gov →
000-55167
2018-08-21

SEC filing

View on SEC.gov →
000-21267
2005-03-31

SBGA PROXY STMT

View on SEC.gov →
000-21267
2005-03-31

SBGA PROXY STMT

View on SEC.gov →
814-01162
2021-04-02

VLL8INC DEFINITIVE PROXY STATEMENT 2021

View on SEC.gov →
811-21466
2007-04-05

FORM N-CSRS

View on SEC.gov →
333-61400
2001-09-07

EXHIBIT 23.4

View on SEC.gov →
333-72102
2001-10-23

EXHIBIT 23.4

View on SEC.gov →
000-21267
2002-03-27

SBGA 2002 PROXY STATEMENT

View on SEC.gov →
333-71062
2001-10-05

EX-23.4

View on SEC.gov →
000-21267
2004-03-26

PROXY STATEMENT 2003

View on SEC.gov →
2017-01-12

SEC filing

View on SEC.gov →
001-32187
2007-10-24

PRESS RELEASE DATED OCTOBER 22, 2007

View on SEC.gov →
333-25803
2004-04-29

EX-99.(A)

View on SEC.gov →
811-07359
2008-04-09

N-CSRS

View on SEC.gov →
033-14196
2004-04-29

EX-99.(99)(A)

View on SEC.gov →
333-13317
2004-04-29

EX-99(99)(A)

View on SEC.gov →
2017-10-13

SEC filing

View on SEC.gov →
333-103022
2004-04-29

EXHIBIT 99(A) POWERS OF ATTORNEY

View on SEC.gov →
811-08437
2004-05-10

POWERS OF ATTORNEY

View on SEC.gov →
033-54642
2004-04-29

EX-99.(A)

View on SEC.gov →
333-37711
2004-02-02

EX-99.(J)(II) POWERS OF ATTORNEY

View on SEC.gov →
033-54632
2004-04-29

EX-99.(99)(A)

View on SEC.gov →
811-08084
2004-04-29

EXHIBIT 99.(99)(A)

View on SEC.gov →
2017-06-29

SEC filing

View on SEC.gov →
033-09421
2004-04-29

EXHIBIT 99.(A)

View on SEC.gov →
001-37709
2022-08-24

EX-99.1

View on SEC.gov →
2017-04-24

SEC filing

View on SEC.gov →
2018-03-02

SEC filing

View on SEC.gov →
2020-10-19

SEC filing

View on SEC.gov →
333-148847
2009-10-28

SECOND AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
811-21102
2006-08-02

HYPERION STRATEGIC MORTGAGE INCOME FUND, INC. FORM N-CSRS

View on SEC.gov →
001-40715
2024-12-26

SEC filing

View on SEC.gov →
2018-05-25

SEC filing

View on SEC.gov →
000-21267
2006-04-04

NOTICE & PROXY

View on SEC.gov →
2020-08-17

SEC filing

View on SEC.gov →
2020-11-30

SEC filing

View on SEC.gov →
2019-05-06

SEC filing

View on SEC.gov →
811-21102
2007-03-14

HYPERION STRATEGIC MORTGAGE INCOME FUND, INC.

View on SEC.gov →
001-11353
2008-03-25

NOTICE & PROXY STATEMENT

View on SEC.gov →
2017-10-18

SEC filing

View on SEC.gov →
2018-05-21

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
BQB
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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← ARTGUE INTERNATIONAL INCASA BROKERS, INC. →