Base
Customs Broker

ASA BROKERS, INC.

WA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ASA BROKERS, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ASA BROKERS, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-51001
2011-11-07

SC TO-T/A

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005-51001
2011-10-28

SC TO-T

View on SEC.gov →
333-126003
2005-06-21

SEC filing

View on SEC.gov →
333-126003
2005-06-28

SEC filing

View on SEC.gov →
811-07734
2006-08-30

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
002-14336
2012-02-27

ARMSTRONG ADVISORY CONTRACT

View on SEC.gov →
002-14336
2006-01-04

ARMSTRONG SHAW ASSOCIATES INC.

View on SEC.gov →
002-14336
2007-02-27

ARMSTRONG SHAW IA CONTRACT

View on SEC.gov →
24R-00590
2023-09-22

MEMBERSHIP INTEREST PURCHASE AGREEMENT WITH AFIYASASA AFRICA, L.L.C.

View on SEC.gov →
333-90436333-90436-01333-90436-02333-90436-03333-90436-04333-90436-05333-90436-06333-90436-07333-90436-08333-90436-09333-90436-10333-90436-11333-90436-12333-90436-13333-90436-14
2002-06-13

AGREEMENT DATED JANUARY 28, 2000

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811-07384
2006-08-30

06-30-06 NACM NQ

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811-10145
2019-11-20

SEC filing

View on SEC.gov →
811-09081
2006-09-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

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811-09081
2005-09-27

N-Q

View on SEC.gov →
811-09081
2008-09-26

N-Q

View on SEC.gov →
008-44768
2019-02-28

STMT OF FIN CONDITION

View on SEC.gov →
811-10145
2021-05-24

SEC filing

View on SEC.gov →
811-09081
2004-09-29

N-Q

View on SEC.gov →
811-09081
2007-03-28

N-Q

View on SEC.gov →
811-09081
2008-03-31

N-Q

View on SEC.gov →
811-10145
2020-02-25

SEC filing

View on SEC.gov →
811-09081
2005-03-31

N-Q

View on SEC.gov →
811-10145
2020-11-23

SEC filing

View on SEC.gov →
811-07169
2006-04-28

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-10145
2020-05-22

SEC filing

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811-21650
2025-05-12

ASA GOLD & PRECIOUS METALS LTD

View on SEC.gov →
811-10145
2020-08-21

SEC filing

View on SEC.gov →
811-07169
2006-10-27

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-10145
2021-02-19

SEC filing

View on SEC.gov →
001-33922
2010-04-09

SUPPLEMENTAL AGREEMENT DATED JUNE 11, 2009 TO A LOAN AGREEMENT

View on SEC.gov →
811-07169
2005-10-27

N-Q

View on SEC.gov →
811-09081
2006-03-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
008-44768
2018-02-22

PUBLIC ANNUAL REPORT

View on SEC.gov →
008-44768
2017-02-28

FINANCIAL CONDITION

View on SEC.gov →
811-07169
2007-04-27

N-Q

View on SEC.gov →
001-07933
2001-03-27

AON CORPORATION AND IT'S SUBSIDIARIES

View on SEC.gov →
811-07169
2005-04-28

N-Q

View on SEC.gov →
811-07169
2007-10-30

N-Q

View on SEC.gov →
000-49751
2003-04-03

EXHIBIT 2

View on SEC.gov →
811-21650
2010-01-15

SEC filing

View on SEC.gov →
008-44768
2020-02-28

STMT FIN COND

View on SEC.gov →
333-106723333-106719333-106718333-106724
2004-01-08

SEC filing

View on SEC.gov →
811-07567
2025-05-28

SEC filing

View on SEC.gov →
811-07567
2025-05-28

SEC filing

View on SEC.gov →
811-10341
2005-05-26

UBS TAMARACK INTERNATIONAL FUND NQ

View on SEC.gov →
811-09081
2009-03-30

N-Q

View on SEC.gov →
333-164694
2011-01-27

FREE WRITING PROSPECTUS

View on SEC.gov →
811-09599
2024-05-28

SEC filing

View on SEC.gov →
000-49864
2010-08-26

CONSULTING AGREEMENT

View on SEC.gov →
333-106718
2004-03-23

SEC filing

View on SEC.gov →
811-21777
2014-01-28

JOHN HANCOCK FUNDS III

View on SEC.gov →
005-56995
2008-02-19

AMENDMENT NO. 2 TO SCHEDULE 13E-3

View on SEC.gov →
333-106723
2004-03-23

SEC filing

View on SEC.gov →
811-09599
2025-11-26

SEC filing

View on SEC.gov →
005-80825
2008-06-16

SEC filing

View on SEC.gov →
333-106719333-106724333-106723333-106718
2004-03-26

SEC filing

View on SEC.gov →
333-164694
2011-01-27

FREE WRITING PROSPECTUS

View on SEC.gov →
333-106724
2004-03-23

SEC filing

View on SEC.gov →
811-09599
2025-05-28

SEC filing

View on SEC.gov →
811-09599
2024-11-25

SEC filing

View on SEC.gov →
005-80825
2009-09-01

EXHIBIT (A)(1)(IV)

View on SEC.gov →
811-09082
2025-08-22

N-CSRS

View on SEC.gov →
811-09599
2023-11-28

SEC filing

View on SEC.gov →
811-09599
2023-05-30

SEC filing

View on SEC.gov →
333-106719
2004-03-23

SEC filing

View on SEC.gov →
811-09599
2022-11-28

SEC filing

View on SEC.gov →
811-09081
2007-09-26

N-Q

View on SEC.gov →
811-21650
2010-02-02

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-21777
2013-07-29

JOHN HANCOCK FUNDS III

View on SEC.gov →
005-80825
2008-06-16

SEC filing

View on SEC.gov →
811-00833
2002-01-04

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-21777
2013-01-28

JOHN HANCOCK FUNDS III

View on SEC.gov →
811-01028
2006-08-28

MAIN PART

View on SEC.gov →
811-00833
2003-01-29

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-02968-99
2021-04-01

SEC filing

View on SEC.gov →
005-56995
2008-02-05

AMENDMENT NO.1 TO SCHEDULE 13E-3

View on SEC.gov →
811-04008
2020-09-18

SEC filing

View on SEC.gov →
000-00565
2006-07-18

FORM 8-K, EXHIBIT 10.1

View on SEC.gov →
811-09599
2022-05-27

SEC filing

View on SEC.gov →
811-09081
2009-09-29

N-Q

View on SEC.gov →
811-09082
2022-09-01

N-CSRS

View on SEC.gov →
811-02968-99
2022-04-01

SEC filing

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333-119583
2004-10-07

SEC filing

View on SEC.gov →
811-07443
2026-03-31

SEC filing

View on SEC.gov →
811-22075
2008-06-26

FORM N-Q

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333-119583
2004-10-22

SEC filing

View on SEC.gov →
005-80825
2008-07-07

SEC filing

View on SEC.gov →
811-21777
2015-07-30

N-Q

View on SEC.gov →
811-21990
2019-07-26

SEC filing

View on SEC.gov →
008-70057
2022-03-01

SEC filing

View on SEC.gov →
811-07567
2023-11-28

SEC filing

View on SEC.gov →
811-07239
2019-08-29

SEC filing

View on SEC.gov →
811-21927
2025-04-28

SEC filing

View on SEC.gov →
811-21650
2004-11-18

SEC filing

View on SEC.gov →
005-93360
2024-07-10

SEC filing

View on SEC.gov →
005-80825
2008-07-28

EXHIBIT (A)(8)

View on SEC.gov →
811-04008
2024-03-27

SEC filing

View on SEC.gov →
811-09082
2024-09-05

N-CSRS

View on SEC.gov →
005-80825
2008-08-01

EXHIBIT (A)(9)

View on SEC.gov →
811-21650
2004-10-05

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
BMF
License Status
Active
Address
WA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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