Base
Customs Broker

RICHARD GARCIA JR

AZ

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RICHARD GARCIA JR” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RICHARD GARCIA JR” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-12919
2001-05-17

CPI STOCKHOLDERS VOTING AGREEMENT

View on SEC.gov →
005-12919
2001-05-16

VOTING AGREEMENT

View on SEC.gov →
005-12919
2001-02-12

AMENDMENT #11 TO SCHEDULE 13G

View on SEC.gov →
005-12919
2001-05-17

INDEMNIFICATION AGREEMENT

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867-01950
2020-09-29

SEC filing

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000-27823
2003-05-15

TELECONFERENCE - FIRST QUARTER 2003 EARNINGS

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001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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001-04119
2024-03-22

ARS

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005-89877
2018-02-14

SEC filing

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867-01950
2015-12-11

SEC filing

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867-01950
2016-01-27

SEC filing

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001-04119
2023-03-24

ARS

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005-89877
2017-02-14

SEC filing

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005-89877
2019-02-14

SEC filing

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867-01950
2019-09-30

SEC filing

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867-01950
2016-09-22

SEC filing

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867-01950
2016-07-12

SEC filing

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
867-01950
2017-09-28

SEC filing

View on SEC.gov →
867-01950
2018-10-25

SEC filing

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005-89877
2020-02-14

SEC filing

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001-05910
2001-06-22

DEFINITIVE PROXY MATERIALS

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001-12115
2006-10-31

CONTINUCARE CORPORATION

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033-11387
2016-03-29

SEC filing

View on SEC.gov →
333-266600
2022-08-05

SEC filing

View on SEC.gov →
001-12115
2007-10-26

CONTINUCARE CORPORATION

View on SEC.gov →
333-280345
2024-06-20

EXHIBIT 24.1

View on SEC.gov →
333-266597
2022-08-05

SEC filing

View on SEC.gov →
333-82904-06
2002-05-15

EXHIBIT 99.8

View on SEC.gov →
333-217639
2017-05-03

EXHIBIT 24.1

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005-89877
2017-02-14

SEC filing

View on SEC.gov →
005-89877
2020-02-14

SEC filing

View on SEC.gov →
333-44036
2001-04-12

PETSVETSANDYOU, INC.

View on SEC.gov →
001-12115
2006-05-11

VOTING AGREEMENT

View on SEC.gov →
033-51626
2019-12-03

SEC filing

View on SEC.gov →
001-12115
2006-05-11

VOTING AGREEMENT

View on SEC.gov →
001-12115
2008-01-08

CONTINUCARE CORPORATION

View on SEC.gov →
377-08954
2026-03-24

SEC filing

View on SEC.gov →
001-03525001-03570333-221643000-00343001-03146333-217143001-03457001-06543
2023-02-23

EX-24

View on SEC.gov →
333-295160
2026-04-17

EX-10.9

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
377-08954
2026-03-11

SEC filing

View on SEC.gov →
867-00738
2014-08-26

SEC filing

View on SEC.gov →
001-41934
2026-03-13

10-K/A

View on SEC.gov →
001-10441
2009-06-04

EXHIBIT 99.1

View on SEC.gov →
030-00301
2002-04-30

FORM U5S 2001

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333-289437
2025-08-08

FORM S-8

View on SEC.gov →
867-00738
2014-10-17

SEC filing

View on SEC.gov →
333-214380
2016-11-02

FORM S-8

View on SEC.gov →
333-46122
2016-11-02

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

View on SEC.gov →
333-52430
2018-05-08

S-8 POS

View on SEC.gov →
867-00738
2014-11-25

SEC filing

View on SEC.gov →
811-22528
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
001-16111
2003-09-09

NOTICE & PROXY

View on SEC.gov →
001-13684
2014-07-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-12115
2006-05-11

CONTINUCARE CORPORATION

View on SEC.gov →
001-12115
2006-05-11

CONTINUCARE CORPORATION

View on SEC.gov →
333-154879
2025-08-04

EX-24

View on SEC.gov →
867-00738
2015-03-16

SEC filing

View on SEC.gov →
005-46239
2001-12-13

EX-99.D.XI

View on SEC.gov →
333-249918
2020-11-06

EX-24

View on SEC.gov →
005-78067
2006-12-13

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
867-00738
2015-01-14

SEC filing

View on SEC.gov →
001-16111
2001-08-31

DEF 14A

View on SEC.gov →
811-22902
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
005-46239
2001-12-13

EX-99.D.XI

View on SEC.gov →
000-27823
2017-08-23

EX-99.1

View on SEC.gov →
001-03525001-03570333-221643000-00343001-03146333-217143001-03457001-06543
2021-02-25

EX-24

View on SEC.gov →
811-01604
2008-08-25

ANNUAL N-PX FILING

View on SEC.gov →
811-21507
2023-08-24

SEC filing

View on SEC.gov →
005-46829
2006-05-17

SCHEDULE 13D AMENDMENT NO. 10

View on SEC.gov →
001-03525000-00343001-03146001-03457001-03570001-06543333-217143333-221643
2020-02-20

POWER OF ATTORNEY - AEP

View on SEC.gov →
033-51626
2019-07-01

SEC filing

View on SEC.gov →
033-11387
2016-04-14

AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND - 485BPOS XBRL

View on SEC.gov →
001-32875
2010-09-20

10-K/A

View on SEC.gov →
811-00082
2010-08-27

CGM TRUST

View on SEC.gov →
333-139371
2006-12-15

CONTINUCARE CORPORATION

View on SEC.gov →
005-44331
2007-05-29

FORM SC 14D9/A

View on SEC.gov →
811-03626
2008-04-16

CITIZENS FUNDS

View on SEC.gov →
811-22738
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
005-44331
2007-06-05

SCHEDULE 14D9 AMENDMENT NO. 3

View on SEC.gov →
001-12115
2008-10-27

CONTINUCARE CORPORATION

View on SEC.gov →
333-272296
2023-05-31

S-8

View on SEC.gov →
811-09247
2005-08-30

SSR INSTITUTIONAL FUNDS

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811-22570
2020-08-28

N-PX

View on SEC.gov →
811-05742
2005-08-26

SSR INSTITUTIONAL FUNDS

View on SEC.gov →
811-21549
2021-08-02

SUMMARY VOTING RECORD

View on SEC.gov →
811-22902
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
811-21507
2020-08-25

UTILITIES AND HIGH INCOME FUND NPX 2020

View on SEC.gov →
001-31260
2004-09-14

SEC filing

View on SEC.gov →
001-32875
2007-10-22

BURGER KING HOLDINGS, INC.

View on SEC.gov →
811-02215-99
2021-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21410
2018-08-28

N-PX

View on SEC.gov →
811-22738
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
005-44331
2007-06-13

SC 14D9/A

View on SEC.gov →
021-232027
2015-01-13

SEC filing

View on SEC.gov →
001-13684
2017-07-10

DEF 14A

View on SEC.gov →
021-287668
2017-05-30

SEC filing

View on SEC.gov →
811-21507
2021-08-27

UTILITIES AND HIGH INCOME FUND NPX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
APF
License Status
Active
Address
AZ
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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← RICHARD E STRINGHAM CORICHARD GEORGE FLEISCHER JR →