Base
Customs Broker

RICHARD E STRINGHAM CO

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RICHARD E STRINGHAM CO” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RICHARD E STRINGHAM CO” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-33289
2019-06-13

8-K

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001-33289
2017-04-28

DEF 14A

View on SEC.gov →
001-33289
2018-04-27

DEF 14A

View on SEC.gov →
000-29361
2005-04-14

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-33289
2019-04-26

DEF 14A

View on SEC.gov →
001-33289
2019-04-12

PRE 14A

View on SEC.gov →
811-22045
2019-08-15

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
005-90568
2018-11-02

SC 13D/A

View on SEC.gov →
811-04413
2019-08-28

ANNUAL REPORT OF PROXY VOTING RECORD

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333-193341
2014-01-13

FORM S-3

View on SEC.gov →
333-193341
2014-02-26

FORM S-3 AMENDMENT

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333-100654
2006-05-02

CHINOOK

View on SEC.gov →
811-02145
2019-08-21

ANNUAL REPORT OF PROXY VOTING RECORDS

View on SEC.gov →
811-10319
2019-08-16

ANNUAL REPORT OF PROXY VOTING

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333-206705-10
2017-09-11

FREE WRITING PROSPECTUS

View on SEC.gov →
811-03342
2020-08-21

FORM N-PX

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333-140607
2008-07-16

SEC filing

View on SEC.gov →
333-140607
2008-08-06

SEC filing

View on SEC.gov →
333-120675
2005-03-16

POS AM

View on SEC.gov →
333-120675
2005-02-04

FORM S-1/A

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333-100654
2004-12-13

CHINOOK EMERGING GROWTH FUND

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333-120675
2004-11-22

FORM S-1

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333-100654
2004-09-28

CHINOOK EMERGING GROWTH FUND

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005-90568
2018-11-02

EXHIBIT (A)(1)(A)

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811-01743
2019-08-28

N-PX

View on SEC.gov →
333-120675
2005-05-10

FILED PURSUANT TO RULE 424(B)(3)

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000-29361
2005-03-16

FORM 10-K

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333-280318-03
2025-09-23

FWP

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811-08897
2019-08-22

SEC filing

View on SEC.gov →
811-08897
2020-08-06

SEC filing

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811-22668
2020-08-26

ANNUAL REPORT OF PROXY VOTING

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811-10123
2020-08-18

N-PX

View on SEC.gov →
811-06373
2020-08-21

FORM N-PX

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811-05876
2019-08-21

ANNUAL REPORT OF PROXY VOTING RECORDS

View on SEC.gov →
333-132550
2006-09-15

EX-1.1: FORM OF UNDERWRITING AGREEMENT

View on SEC.gov →
333-180779-19
2015-10-22

FREE WRITING PROSPECTUS

View on SEC.gov →
811-09967
2001-03-12

FORM N-30D/A

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333-126399
2005-07-05

SEC filing

View on SEC.gov →
333-100654
2008-04-07

APPLE LEEB ROOSE CHIN MARCO SYMONS

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811-04852
2020-08-24

N-PX

View on SEC.gov →
811-22235
2020-08-24

SEC filing

View on SEC.gov →
811-23282
2020-08-27

N-PX

View on SEC.gov →
811-05443
2020-08-27

BRD8W2_0000826732_2020

View on SEC.gov →
811-07852
2020-08-10

USAA MUTUAL FUNDS TRUST FORM N-PX AUGUST 2020

View on SEC.gov →
811-03258
2019-08-30

SEC filing

View on SEC.gov →
811-03258
2020-08-31

SEC filing

View on SEC.gov →
811-05141
2019-08-27

N-PX

View on SEC.gov →
811-22310
2020-09-10

N-PX/A

View on SEC.gov →
811-08274
2020-02-07

N-PX/A

View on SEC.gov →
811-21977
2020-08-13

N-PX

View on SEC.gov →
333-100654
2007-04-02

UST APRIL 485B

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811-05443
2019-08-28

BRD8W2_0000826732_2019

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811-22310
2020-08-28

N-PX

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811-22696
2020-08-24

N-PX

View on SEC.gov →
811-09729
2019-08-29

FORM N-PX

View on SEC.gov →
333-126399
2005-10-07

SEC filing

View on SEC.gov →
811-09301
2020-08-14

SEC filing

View on SEC.gov →
811-08236
2020-08-21

NORTHERN FUNDS

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001-15254
2014-03-27

FORM 6-K

View on SEC.gov →
811-06400
2020-08-26

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-22310
2019-08-26

N-PX

View on SEC.gov →
811-09301
2022-08-25

SEC filing

View on SEC.gov →
811-22311
2019-08-14

N-PX

View on SEC.gov →
811-08274
2019-08-30

MASSMUTUAL SELECT FUNDS

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333-126399
2005-09-16

SEC filing

View on SEC.gov →
811-08274
2018-08-29

N-PX

View on SEC.gov →
811-05349
2020-08-31

GOLDMAN SACHS TRUST

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811-23108
2020-08-31

ANNUAL REPORT FOR N-PX

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333-100654
2008-04-01

UST 485B

View on SEC.gov →
333-126399
2005-10-26

SEC filing

View on SEC.gov →
811-22311
2020-08-19

N-PX

View on SEC.gov →
811-09729
2020-08-27

FORM N-PX

View on SEC.gov →
811-08162
2020-08-27

MASTER INVESTMENT PORTFOLIO

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811-22704
2022-08-15

N-PX

View on SEC.gov →
811-04415
2018-08-27

SEC filing

View on SEC.gov →
811-05141
2020-08-28

SEC filing

View on SEC.gov →
811-22209
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
333-126399
2005-10-31

SEC filing

View on SEC.gov →
811-04415
2019-08-16

SEC filing

View on SEC.gov →
811-08090
2019-08-29

LINCOLN VARIABLE INSURANCE PRODUCTS TRUST

View on SEC.gov →
811-05038
2020-08-27

N-PX

View on SEC.gov →
811-05251
2022-08-26

PRIMARY DOCUMENT

View on SEC.gov →
811-04415
2020-08-14

SEC filing

View on SEC.gov →
811-10183
2020-08-28

BRIGHTHOUSE FUNDS TRUST I

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811-23580
2022-08-31

SEC filing

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001-37621
2024-04-17

ARS

View on SEC.gov →
811-04878
2020-08-26

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-22555
2019-08-23

FLEXSHARES TRUST

View on SEC.gov →
811-22555
2018-08-24

FORM N-PX

View on SEC.gov →
811-06400
2019-08-29

SEC filing

View on SEC.gov →
811-07584
2020-08-19

RYDEX SERIES FUNDS

View on SEC.gov →
811-08090
2020-08-24

LINCOLN VARIABLE INSURANCE PRODUCTS TRUST

View on SEC.gov →
811-22838
2020-08-31

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-10267
2020-08-25

N-PX

View on SEC.gov →
811-08821
2020-08-19

RYDEX VARIABLE TRUST

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333-100654
2006-03-31

SEC filing

View on SEC.gov →
811-04415
2022-08-25

SEC filing

View on SEC.gov →
811-09819
2020-08-27

STATE STREET INSTITUTIONAL INVESTMENT TRUST

View on SEC.gov →
811-07076
2020-08-20

ANNUAL REPORT FOR N-PX

View on SEC.gov →
811-08894
2020-08-31

BRDGR6_000933691_2020F.TXT

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
762
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← Ricardo Gonzalez Customs Broker LLCRICHARD GARCIA JR →