Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106610; File No. 600-47] October 6, 2026. On October 1, 2026, Cboe Clear U.S., LLC (“CCUS”) filed with the Securities and Exchange Commission (“Commission”) an amendment (“Amendment”) to its application on Form CA-1 (“Application”) seeking to register as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 thereunder. [ 1 ] CCUS originally filed its Application on June 30, 2026. [ 2 ] CCUS previously amended its Application on July 7 and 17, August 18, and September 4, 2026. [ 3 ] The Commission is publishing this notice (“Notice of Amendment”) to solicit comments on the Amendment. [ 4 ] The Commission will consider any comments received in response to this Notice of Amendment prior to taking any action on the Application with respect to permanent registration. A summary of the Application exhibits modified by the Amendment appears below. I. Discussion The Amendment adds two exhibits: (i) in new Exhibit E-6, CCUS provides its Certificate of Good Standing from the state of Delaware, and (ii) in new Exhibit J-2, CCUS provides its most recent disclosure under the CPMI-IOSCO Principles for Financial Market Infrastructures. [ 5 ] The Amendment also modifies existing Exhibits A, E-2, E-3, J, L, O, and S of the Application, as described below. In its amendment to Exhibit A, CCUS has added a table desc…
Citation: 91 FR 64709
