Whistleblower Award Determination

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Commodity Futures Trading Commission 17 CFR Part 165 RIN 3038-AF74 AGENCY: Commodity Futures Trading Commission. ACTION: Final rule. SUMMARY: The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending its rules implementing section 23 of the Commodity Exchange Act (“CEA”). Section 23 of the CEA and the Commission's implementing regulations provide for the payment of awards, subject to certain limitations and conditions, to whistleblowers who provide the Commission with information that aids in successful enforcement efforts. The Commission is adopting amendments, which are modeled on a similar provision in the Securities and Exchange Commission's (“SEC”) regulations, to part 165 of its regulations to increase the efficiency, transparency, and predictability of whistleblower claims process, thereby protecting and enhancing the program's effectiveness in incentivizing whistleblowers to report. The amendments also include technical corrections to the whistleblower rules to reflect the Whistleblower Office's (“WBO”) move in 2025, consistent with its adjudicatory functions, to the Office of the General Counsel (“OGC”). DATES: This rule is effective October 16, 2026. FOR FURTHER INFORMATION CONTACT: Tyler S. Badgley, General Counsel, rulemaking@cftc.gov , 202-418-5000; Stephen Andrews, Deputy General Counsel for Regulation, Office of the General Counsel, rulemaking@cftc.gov , 202-308-7563; Aa…