Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106339] September 11, 2026. I. Introduction On December 16, 2024, the Securities and Exchange Commission (“Commission”) adopted rule ( printed page 58491) amendments that require, among other things, that certain Commission forms or submissions be filed or submitted electronically. [ 1 ] The rule amendments also require some of these forms and submissions to be filed or submitted in structured data format. More specifically, the rule amendments require the following forms or submissions to be filed or submitted with the Commission in Inline eXtensible Business Reporting Language (“Inline XBRL”): [ 2 ] Schedule A, and Exhibits C, F, H, J, K, L, M, O, R, and S to Form CA-1, the application for registration (or amendment thereto) or for exemption from registration filed by clearing agencies;  [ 3 ] Exhibits D, E (in part), and I to Form 1, the application for registration (or amendment thereto) or for exemption from registration filed by national securities exchanges;  [ 4 ] Form X-17A-5 Part III, annual reports filed by broker-dealers (including over-the-counter derivatives dealers), as well as security-based swap dealers and major security-based swap participants (collectively, “SBS Entities”) for which there is no prudential regulator;  [ 5 ] Item 4 of Form 17-H, the risk assessment report filed by certain larger broker-dealers;  [ 6 ] and The annual compliance r…
Citation: 91 FR 58490
