Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106318; File No. SR-FICC-2026-008] September 10, 2026. On July 24, 2026, Fixed Income Clearing Corporation (“FICC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change SR-FICC-2026-008 pursuant to Section 19(b) of the Securities Exchange Act of 1934 (“Exchange Act”)  [ 1 ] and Rule 19b-4  [ 2 ] thereunder to modify FICC's Government Securities Division (“GSD”) Rulebook (“GSD Rules”)  [ 3 ] to establish a guaranty fund designed to cover losses that may arise due to a Member default or non-default loss event. [ 4 ] On August 4, 2026, FICC filed Partial Amendment No. 1 to make clarifications and corrections to the proposed rule change (the proposed rule change, as modified by Partial Amendment No. 1, is hereinafter referred to as the “Proposed Rule Change”). [ 5 ] The Proposed Rule Change was published for public comment in the Federal Register on August 11, 2026. [ 6 ] The Commission has received comments regarding the substance of the changes proposed in the Proposed Rule Change. [ 7 ] Section 19(b)(2)(i) of the Exchange Act  [ 8 ] provides that, within 45 days of the publication of notice of the filing of a proposed rule change, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule c…
Citation: 91 FR 58513