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Notice2026-178922026-09-01

Deregistration Under Section 8(f) of the Investment Company Act of 1940

Securities and Exchange Commission

Abstract

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to First Trust Active Global Quality Income ETF, a series of First Trust Exchange-Traded Fund VIII, and on November 11, 2023 made a final distribution to its shareholders based on net asset value. Expenses of $509,897.68 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on July 29, 2026. Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187.

Action & Dates

Action
Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940.
Dates
The application was filed on July 29, 2026.

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Investment Company Act Release No. 36316] August 28, 2026. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of August 2026. A copy of each application may be obtained via the Commission's website by searching for the applicable file number listed below, or for an applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/​search-filings . You may also call the SEC's Office of Investor Education and Assistance at (202) 551-8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. The email should include the relevant file number. Hearing requests should be received by the SEC by 5:30 p.m. on September 22, 2026, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for law

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Full Document

Citation: 91 FR 56260