Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106203; File No. 600-46] August 26, 2026. I. Introduction On September 18, 2025, DTCC ITP LLC (“DTCC ITP” or “Applicant”) filed with the Securities and Exchange Commission (“Commission”) an application (“Application”) on Form CA-1 seeking an exemption from registration as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”). [ 1 ] The Application explains that DTCC ITP proposes to engage in a transaction involving its wholly owned subsidiary, DTCC ITP Matching (“ITPM”), that will result in DTCC ITP providing the central trade matching services  [ 2 ] and electronic trade confirmation (“ETC”) services that ITPM currently provides pursuant to a conditional exemption from registration as a clearing agency granted by the Commission in 2001 (“ITPM Exemption”). [ 3 ] Accordingly, in its Application DTCC ITP seeks an exemption from registration as a ( printed page 55934) clearing agency to provide these same services. [ 4 ] The Commission is publishing this notice to solicit comments from interested persons on the Application. The Commission will consider any comments it receives in making its determination whether to grant DTCC ITP's request for an exemption from registration as a clearing agency. [ 5 ] II. Background DTCC ITP's wholly owned subsidiary, ITPM, has been providing central …
Citation: 91 FR 55933
