Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106202; File No. 600-43] August 26, 2026. I. Introduction On August 9, 2024, TriOptima AB (“TriOptima”) filed with the Securities and Exchange Commission (“Commission”) an application on Form CA-1 (“Application”) seeking an exemption from registration as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 thereunder. [ 1 ] In its Application, TriOptima states that it is requesting an exemption from clearing agency registration in connection with certain post-trade risk reduction services for transactions in security-based swaps (“SBS”) offered through its triReduce and triBalance services. [ 2 ] TriOptima also requests that the exemption be applied to its planned expansion of these services to cover transactions in repurchase and reverse repurchase agreements involving any type of underlying securities (“Repo Products”), including U.S. Treasury securities. [ 3 ] The Commission is publishing this notice to solicit comments from interested persons on the Application. The Commission will consider any comments it receives in making its determination whether to grant TriOptima's request for an exemption from registration as a clearing agency. [ 4 ] II. Background TriOptima has been providing the services described in Part III of this notice pursuant to a temporary, class-based exemption issued by t…
Citation: 91 FR 55921
