Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106201; File Nos. 600-41, 600-42] August 26, 2026. I. Introduction On August 9, 2024, OSTTRA Limited (“OSTTRA UK”) and OSTTRA Services, LLC (“OSTTRA U.S.”) (together, “OSTTRA” or “OSTTRA Applicants”) each filed with the Securities and Exchange Commission (“Commission”) an application on Form CA-1 seeking an exemption from registration as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 thereunder. [ 1 ] Specifically, the application by OSTTRA U.S. (“U.S. Application”) states that it is seeking an exemption from registration as a clearing agency to provide post-trade, pre-settlement matching services for security-based swaps (“SBS”) through its TradeServ platform and related services. [ 2 ] The application by OSTTRA UK (“UK Application”) states that it is seeking an exemption from registration as a clearing agency to provide post-trade, pre-settlement matching services for SBS and transactions in repurchase and reverse repurchase agreements involving any type of underlying securities (“Repo Products”) through its MarkitWire platform and related services. [ 3 ] ( printed page 55952) The Commission is publishing this notice to solicit comments from interested persons on the U.S. and UK Applications. The Commission will consider any comments it re…
Citation: 91 FR 55951
