Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106200; File No. 600-40] August 26, 2026. I. Introduction On August 8, 2024, Schvey, Inc. (d/b/a Axoni, “Axoni”) filed with the Securities and Exchange Commission (“Commission”) an application on Form CA-1 seeking an exemption from registration as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 thereunder. [ 1 ] On November 22, 2024, LSEG Post Trade Services Limited (“LSEG”) amended the application to reflect its acquisition in October 2024 of the Veris platform (“Application”). [ 2 ] ( printed page 55957) This Application concerns the Veris platform, a post-trade reconciliation and lifecycle management platform for transactions in equity security-based swaps (“SBS”), that provides trade matching services by facilitating SBS contract management. [ 3 ] The Commission is publishing this notice to solicit comments from interested persons on the Application. [ 4 ] The Commission will consider any comments it receives in making its determination whether to grant LSEG's request for an exemption from registration as a clearing agency. [ 5 ] II. Background LSEG, through its predecessor Axoni, has been providing the services described in Part III of this notice pursuant to a temporary, class-based exemption issued by the Commission in 2011 (“2011 Temporary Exemption”). [ 6 ] Specificall…
Citation: 91 FR 55956
