Base
Notice2026-174642026-08-27

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Warrant Performance Incentive Program To Add ETPs to the Definition of Liquidity Improvement Symbols and High-Volume Symbols

Securities and Exchange Commission

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106181; File No. SR-TXSE-2026-021] August 24, 2026. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”), [ 1 ] and Rule 19b-4 thereunder, [ 2 ] notice is hereby given that on August 14, 2026, Texas Stock Exchange LLC (the “Exchange” or “TXSE”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend the Exchange's warrant performance incentive program (the “Rodeo Program” or the “Program”)  [ 3 ] to add ETPs  [ 4 ] to the definition of Liquidity Improvement Symbols and High-Volume Symbols. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend the Rodeo Program to add ETPs to the definition of Liquidity Improvement Symbols and High-Volume Symbols. The text of the proposed rule change is available on the Commission's website ( https://www.sec.gov/​rules/​sro.shtml ) at the Exchange's website ( https://www.txse.com/​regulations/​rules-filings ), and at the principal office of the Exchange. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purp

Read full document on FederalRegister.gov →

Full Document

Citation: 91 FR 55374