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Notice2026-162812026-08-11

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division

Securities and Exchange Commission

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-106054; File No. SR-FICC-2026-802] August 6, 2026. Pursuant to Section 806(e)(1) of Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the Payment, Clearing, and Settlement Supervision Act of 2010 (“Clearing Supervision Act”)  [ 1 ] and Rule 19b-4(n)(1)(i) under the Securities Exchange Act of 1934 (“Act”), [ 2 ] notice is hereby given that on July 24, 2026, Fixed Income Clearing Corporation (“FICC”) filed with the Securities and Exchange Commission (“Commission”) advance notice SR-FICC-2026-802. On August 4, 2026, FICC filed Partial Amendment No. 1 to make clarifications and corrections to the advance notice. [ 3 ] The advance notice, as modified by ( printed page 51788) Partial Amendment No. 1 (hereinafter, the “Advance Notice”), is described in Items I, II and III below, which Items have been prepared primarily by the clearing agency. The Commission is publishing this notice to solicit comments on the Advance Notice from interested persons and to extend the review period of the Advance Notice. I. Clearing Agency's Statement of the Terms of Substance of the Advance Notice This Advance Notice is filed by FICC in connection with the proposed establishment of a guaranty fund for its Government Securities Division (“GSD”) designed to cover losses that may arise due to a Member default or a non-default loss event (&ldq

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Full Document

Citation: 91 FR 51787

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division — Federal Register 2026-16281 | Open Gov by Base