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Notice2026-145282026-07-20

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) To Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week

Securities and Exchange Commission

Action & Dates

Action
(1) the time of execution (i.e., "TransactTime"), which embeds the actual date of execution, and (2) the trade date ("TradeDate"). FINRA does not anticipate any changes to reporting TransactTime field, from which FINRA will continue to obtain the Calendar Day of execution for each transaction for audit trail purposes. However, members may need to adjust the date reported in the TradeDate field to reflect the new definition of Trade Date under Rules 6320A and 6320B as described above, in alignment with parallel changes under the SIP Amendment. As noted above, FINRA will publish updated technical specifications in advance of implementation of the proposed rule change.

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105922; File No. SR-FINRA-2026-015] July 15, 2026. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)  [ 1 ] and Rule 19b-4 thereunder, [ 2 ] notice is hereby given that on July 7, 2026, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to amend FINRA Rules 6320A, 6320B, 6380A, and 6380B regarding the operation of the FINRA/NYSE Trade Reporting Facility, the FINRA/Nasdaq Trade Reporting Facility Carteret, and the FINRA/Nasdaq Trade Reporting Facility Chicago (the “Trade Reporting Facilities” or “TRFs”) to extend TRF operating hours such that the TRFs are operational from 9:00 p.m. Eastern Time (“E.T.”) on Sundays to 8:00 p.m. E.T. Fridays, excluding holidays, with a one-hour pause from 8:00 p.m. E.T. to 9:00 p.m. E.T. on Monday through Thursday. [ 3 ] The text of the proposed rule change is available on FINRA's website at http://www.finra.org and at the principal office of FINRA. II. Self-Regula

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Citation: 91 FR 45299