Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105778; File No. 4-757] June 26, 2026 I. Introduction On December 11, 2025, the Operating Committee  [ 1 ] of the Limited Liability Company Agreement of the CT Plan LLC (“CT Plan”) filed with the Securities and Exchange Commission (“Commission”), pursuant to section 11A of the Securities Exchange Act of 1934 (“Exchange Act”)  [ 2 ] and Rule 608 of Regulation National Market System (“Regulation NMS”) thereunder, [ 3 ] a proposal to amend the CT Plan to adopt a fee schedule (“Fee Proposal”). [ 4 ] The Fee Proposal, which represents the Second Amendment to the CT Plan, was published for comment in the Federal Register on December 31, 2025. [ 5 ] The Commission received comment on the Fee Proposal. [ 6 ] On March 30, 2026, the Operating Committee filed an amendment to the Fee Proposal, which amended and superseded the Fee Proposal in its entirety, and responded to comments (“Amendment No. 1”). On March 31, 2026, the Commission published notice of filing of Amendment No. 1 and instituted proceedings, under Rule 608(b)(2)(i) of Regulation NMS, [ 7 ] to determine whether to approve or disapprove the Fee Proposal, as amended by Amendment No. 1 (“Amended Fee Proposal”), or to approve the Amended Fee Proposal, with any changes or subject to any conditions the Commission deems necessary or appropriate. [ 8 ] The Commission received comment …
Citation: 91 FR 40047
