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Notice2026-132122026-07-01

Joint Industry Plan; Order Approving the Fifty-Fifth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by Amendment No. 1 Thereto

Securities and Exchange Commission

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Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105780; File No. S7-24-89] June 26, 2026. I. Introduction On January 12, 2026, [ 1 ] the Participants  [ 2 ] in the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis (“UTP Plan”) filed with the Securities and Exchange Commission (“Commission”), pursuant to section 11A of the Securities Exchange Act of 1934 (“Act”), [ 3 ] and Rule 608(a) of Regulation National Market System (“NMS”) thereunder, [ 4 ] a proposal to amend the UTP Plan to extend the Processor's  [ 5 ] hours of operation (“Proposal”). The Proposal represents the Fifty-Fifth Amendment to the UTP Plan. The Proposal was published for comment in the Federal Register on January 27, 2026. [ 6 ] The Commission received no comment letters on the Proposal. On April 7, 2026, the Participants filed Amendment No. 1 to the Proposal, which: (1) specified the date of implementation; (2) clarified operational hours consistent with current practice when the markets close early; (3) clarified the times of a trade date for the Processor; and (4) described the allocation of the development and operating costs associated with the Additional Period (as defined herein). [ 7 ] On April 17, 2026, the Commission published Amendment No. 1 for n

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Citation: 91 FR 40058