Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105680; File No. 4-757] June 12, 2026. Pursuant to section 11A of the Securities Exchange Act of 1934 (“Exchange Act”)  [ 1 ] and Rule 608 thereunder, [ 2 ] notice is hereby given that on June 2, 2026, the Operating Committee  [ 3 ] of the Limited Liability Company Agreement of the CT Plan LLC (“CT Plan”) filed with the Securities and Exchange Commission (“SEC” or “Commission”), a proposal to amend the CT Plan. [ 4 ] The amendment represents the Third Amendment to the CT Plan (“Proposed Amendment”). Under the Proposed Amendment, the Operating Committee proposes revisions to the allocation of net revenues under the CT Plan among Members. [ 5 ] ( printed page 36634) The Commission is publishing this notice to solicit comments on the Proposed Amendment from interested persons. Set forth in Sections I and II is the statement of the purpose and summary of the Proposed Amendment, along with the information required by Rules 608(a) and 601(a) under the Exchange Act, as prepared and submitted by the Operating Committee. Set forth in Section III is the text of the Proposed Amendment marked to show the proposed changes, prepared, and submitted by the Operating Committee as Addendum 1. I. Rule 608(a) 1. Purpose of the Amendments The purpose of the amendment is to revise provisions of the CT Plan that govern the allocation of net revenues received under the CT Plan…
Citation: 91 FR 36633
