Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105622] June 5, 2026. On March 12, 2026, Cboe Exchange, Inc.; Cboe 2 Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe EDGA Exchange, Inc.; and Cboe BYX Exchange, Inc. (collectively, “CBOE” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) a new fingerprint plan (“Plan”)  [ 1 ] pursuant to Rule 17f-2(c)  [ 2 ] under the Securities Exchange Act of 1934 (“Act”). [ 3 ] This Plan supersedes and replaces Cboe Exchange, Inc.'s current fingerprint plan, which was declared effective for the Commission by the Division of Trading and Markets, pursuant to delegated authority, on December 19, 2002 (the “2002 Fingerprint Plan”). [ 4 ] ( printed page 35284) CBOE states that it is adopting this Plan because it is retiring its fingerprint processing platform, which it has been using for over twenty years, due to the availability of more modern alternatives offered by private vendors approved by the Federal Bureau of Investigation (“FBI”) to channel fingerprints. [ 5 ] Therefore, as discussed in more detail below, CBOE states that it will use an FBI-approved private channeler (“FBI-Approved Channel Partner”)  [ 6 ] with which it has contracted to satisfy CBOE's fingerprinting requirements under Section 17(f)(2) of the Act with respect to its partners, directors, officers, and …
Citation: 91 FR 35283
