Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105601; File No. SR-OCC-2026-004] June 3, 2026. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”), [ 1 ] and Rule 19b-4 thereunder, [ 2 ] notice is hereby given that on May 19, 2026, The Options Clearing Corporation (“OCC” or “Corporation”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared primarily by OCC. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change This proposed rule change would establish a commercial paper program as part of its overall liquidity plan to meet OCC's settlement obligations. The proposed changes to OCC's Rules are included in Exhibit 5A [sic] of File No. SR-OCC-2026-004. Proposed changes to OCC's Third-Party Risk Management Framework (“TPRMF”), Liquidity Risk Management Framework (“LRMF”), Clearing Fund Methodology Policy, Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description (“CST Methodology Description”), Capital Management Policy, Cash and Investment Management Policy, Default Management Policy, and Recovery and Orderly Wind-Down (&…
Citation: 91 FR 34702
