Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105603; File No. SR-NASDAQ-2026-009] June 3, 2026. I. Introduction On February 20, 2026, The Nasdaq Stock Market LLC (“Nasdaq” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)  [ 1 ] and Rule 19b-4 thereunder, [ 2 ] a proposed rule change to adopt Nasdaq Rule IM-5101-4, which would provide Nasdaq with the authority to delist a security where the Commission has previously suspended trading and the Exchange determines it appropriate and in the public interest to do so. The proposed rule change was published in the Federal Register on March 6, 2026. [ 3 ] On April 16, 2026, pursuant to Section 19(b)(2) of the Act, [ 4 ] the Commission designated a longer period within which to take action on the proposed rule change. [ 5 ] On May 21, 2026, the Exchange filed Amendment No. 1 to the proposed rule change, which superseded the original filing in its entirety. [ 6 ] The Commission is publishing this notice and order to solicit comments on Amendment No. 1 from interested persons and to approve the proposed rule change, as modified by Amendment No. 1, on an accelerated basis. II. Description of Proposed Rule Change, as Modified by Amendment No. 1  [ 7 ] The Nasdaq Rule 5000 Series contains rules related to the qualification, listing, and delisting …
Citation: 91 FR 34675
