Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [OMB Control No. 3235-0548] Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. § 3501 et seq. ), the Securities and Exchange Commission (“SEC” or “Commission”) is soliciting comments on the proposed collection of information. Section 35(d) of the Investment Company Act of 1940 (“Investment Company Act”)  [ 1 ] prohibits a registered ( printed page 32471) investment company from adopting as part of the name or title of such company, or of any securities of which it is the issuer, any word or words that the Commission finds are materially deceptive or misleading and authorizes the Commission, by rule, regulation, or order, to define such names or titles as are materially deceptive or misleading. [ 2 ] Rule 35d-1 under the Investment Company Act defines as “materially deceptive and misleading” for purposes of section 35(d), among other things, a name suggesting that a registered investment company or a business development company (“BDC”), including any series thereof (a “fund”) focuses its investments in a particular type of investment or investments, a particular industry or group of industries, particular countries or geographic regions, or investments that have, or who…
Other Federal Register documents from the same docket.
Citation: 91 FR 32470
