Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105521; File No. 4-698] May 19, 2026. Pursuant to Section 11A(a)(3) of the Securities Exchange Act of 1934 (“Act”)  [ 1 ] and Rule 608 thereunder, [ 2 ] notice is hereby given that on May 11, 2026, Texas Stock Exchange LLC (“TXSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) an amendment to the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan” or “Plan”). [ 3 ] The amendment adds TXSE as a Participant  [ 4 ] to the CAT NMS Plan. The Commission is publishing this notice to solicit comments on the amendment from interested persons. I. Description and Purpose of the Amendment The amendment to the CAT NMS Plan adds TXSE as a Participant. [ 5 ] The CAT NMS Plan provides that any Person  [ 6 ] approved by the Commission as a national securities exchange or national securities association under the Exchange Act may become a Participant by submitting to the Company  [ 7 ] a completed application in the form provided by the Company. [ 8 ] As a condition to admission as a Participant, said Person shall: (i) execute a counterpart of the CAT NMS Plan, at which time Exhibit A shall be amended to reflect the status of said Person as a Participant (including said Person's address for purposes of notices delivered pursuant to the CAT NMS Plan); and (ii) pay a fee to the Co…
Citation: 91 FR 30339
