Form PF; Reporting Requirements for All Filers

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Commodity Futures Trading Commission 17 CFR Part 4 RIN 3038-AF68 Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6959; File No. S7-2026-13] RIN 3235-AN64 ( printed page 22232) AGENCY: Commodity Futures Trading Commission and Securities and Exchange Commission. ACTION: Joint proposed rules. SUMMARY: The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC”) (collectively, “we” or the “Commissions”) are proposing to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a “CPO”) or a commodity trading advisor (a “CTA”). The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to eliminate certain burdens, among other things. DATES: This proposal was published in the Federal Register on April 24, 2026. Comments should be received on or before June 23, 2026. ADDRESSES: Comments may be submitted by any of the following methods. CFTC: Comments may be submitted to the CFTC by any of the following methods. CFTC Comments Portal: https://comments.cftc.gov . Follow the instructions for submitting comments through the website. Mail: Christopher Kirkpatrick, Secretary…