Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105125; File No. 4-757] March 31, 2026. I. Introduction On December 11, 2025, the Operating Committee  [ 1 ] of the Limited Liability Company Agreement of the CT Plan LLC (“CT Plan”) filed with the Securities and Exchange Commission (“Commission”), pursuant to section 11A of the Securities Exchange Act of 1934 (“Exchange Act”)  [ 2 ] and Rule 608(a) of Regulation National Market System (“Regulation NMS”) thereunder, [ 3 ] a proposal to amend the CT Plan to adopt a fee schedule (“Fee Proposal”). [ 4 ] The Fee Proposal was published for comment in the Federal Register on December 31, 2025. [ 5 ] The Commission received comments on the Fee Proposal, which are discussed below. [ 6 ] On March 30, 2026, the Operating Committee filed an amendment to the Fee Proposal and response to the comments (“Amendment No. 1”), [ 7 ] which amended and superseded the Fee Proposal in its entirety, as set forth in Item II.B. The Commission is publishing this notice to solicit comments on the Fee Proposal, as modified by Amendment No. 1, and is instituting proceedings, under Rule 608(b)(2)(i) of Regulation NMS, [ 8 ] to determine whether to approve or disapprove the Fee Proposal, as modified by Amendment No. 1, or to approve the Fee Proposal, as modified by Amendment No. 1, with any changes or subject to any conditions the Commission deems necessary or appropriate.…
Citation: 91 FR 17026
