Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-104932; File No. SR-OCC-2026-002] March 5, 2026. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”), [ 1 ] and Rule 19b-4 thereunder, [ 2 ] notice is hereby given that on February 23, 2026, The Options Clearing Corporation (“OCC” or “Corporation”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared primarily by OCC. OCC filed the proposed rule change pursuant to Section 19(b)(3)(A)  [ 3 ] of the Act and paragraph (f) or Rule 19b-4  [ 4 ] thereunder, such that the proposed rule change was immediately effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change This proposed rule change would withdraw as rule text: the Clearing Member Application, Letter of Authorization, Clearing Member Agreement, Non-U.S. Clearing Member Agreement (together with the Clearing Member Agreement, the “Clearing Member Agreements”), Authorized Signatory Certificate, Agreement for OCC Services, and, as identified further in the proposed rule change, various Appointment Forms and Product-Specific and Account-Specific Forms (collectivel…
Citation: 91 FR 11580
