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Notice2026-015282026-01-27

Consolidated Tape Association; Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ Plan

Securities and Exchange Commission

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-104665; File No. SR-CTA/CQ-2026-01] January 22, 2026. Pursuant to Section 11A of the Securities Exchange Act of 1934 (“Act”), [ 1 ] and Rule 608 thereunder, [ 2 ] notice is hereby given that on January 12, 2026, the Participants  [ 3 ] in the Second Restatement of the Consolidated Tape Association (“CTA”) Plan and Restated Consolidated Quotation (“CQ”) Plan (collectively “CTA/CQ Plans” or “Plans”) filed with the Securities and Exchange Commission (“Commission” or “SEC”) a proposal to amend the Plans. These amendments represent the Fortieth Substantive Amendment to the CTA Plan and Thirty-First Substantive Amendment to the CQ Plan (“Amendments”). Under the Amendments, the Participants propose to amend the Plans to extend the Processor's hours of operations to receive and disseminate quotation information, last sale price information, and related information in Eligible Securities from 9:00 p.m. Eastern Time (“ET”) Sunday to 8:00 p.m. ET Friday; provided however, that the Processor will pause operations at 8:00p.m. ET on Monday through Thursday for an hour to accommodate technical refreshes for the Processor, Participants, and other market participants. Other than extending the hours of operations, the Processor will operate as it currently does. [ 4 ] The Commission is publishing this notice to solicit comments on

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Citation: 91 FR 3602

Consolidated Tape Association; Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ Plan — Federal Register 2026-01528 | Open Gov by Base