Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-102853; File No. 10-244] April 11, 2025. I. Introduction and Procedural History On May 9, 2024, Green Impact Exchange, LLC (“GIX” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) a Form 1 application (“Form 1”) under the Securities Exchange Act of 1934 (“Act”), seeking registration as a national securities exchange under Section 6 of the Act. [ 1 ] The Commission received comments on the Form 1. [ 2 ] On October 21, 2024, the Commission instituted proceedings pursuant to Section 19(a)(1)(B) of the Act  [ 3 ] to determine whether to grant or deny GIX's application for registration as a national securities exchange under Section 6 of the Act. [ 4 ] After issuance of the OIP, the Commission received a letter from GIX responding to comments. [ 5 ] On January 16, 2025, the Commission extended, pursuant to Section 19(a)(1)(B) of the Act, [ 6 ] the time period for granting or denying the Form 1 for an additional 90 days, until April 19, 2025. [ 7 ] On February 4, 2025, GIX ( printed page 16208) filed an amendment to the Form 1 (“Amendment No. 1”). [ 8 ] On February 28, 2025, GIX filed another amendment to the Form 1 (“Amendment No. 2”), which replaced and superseded Amendment No. 1 in its entirety. [ 9 ] Amendment No. 2 was published for comment in the Federal Register on March 12, 2025. [ 10 ] On March 6, 2025, …
Citation: 90 FR 16207
