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Notice2024-173872024-08-07

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, and MEMX LLC Concerning Options-Related Market Surveillance

Securities and Exchange Commission

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Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-100635; File No. 4-551] August 1, 2024. Notice is hereby given that the Securities and Exchange Commission (“Commission”) has issued an Order, ( printed page 64498) pursuant to Section 17(d) of the Securities Exchange Act of 1934 (“Act”), [ 1 ] approving and declaring effective an amendment to the plan for allocating regulatory responsibility (“Plan”) filed on July 31, 2024, pursuant to Rule 17d-2 of the Act, [ 2 ] by NYSE American LLC (“NYSE American”), Cboe BZX Exchange, Inc., (“BZX”), the Cboe EDGX Exchange, Inc. (“EDGX”), Cboe C2 Exchange, Inc. (“C2”), Cboe Exchange, Inc. (“Cboe”), Nasdaq ISE, LLC (“ISE”), Financial Industry Regulatory Authority, Inc. (“FINRA”), NYSE Arca, Inc. (“Arca”), The NASDAQ Stock Market LLC (“Nasdaq”), BOX Exchange LLC (“BOX”), NASDAQ BX, Inc. (“BX”), NASDAQ PHLX LLC (“PHLX”), Miami International Securities Exchange, LLC (“MIAX”), Nasdaq GEMX, LLC (“Gemini”), Nasdaq MRX, LLC (“Mercury”), MIAX PEARL, LLC (“MIAX PEARL”), and MIAX Emerald, LLC (MIAX Emerald), MIAX Sapphire, LLC (“MIAX Sapphire”), and MEMX LLC (“MEMX”) (collectively, “Participating Organizations” or “parties”). I. Introduction Section 19(g)(1) of the Act, [ 3 ] am

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Citation: 89 FR 64497