Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-97158; File No. SR-NYSEARCA-2022-61] March 17, 2023. I. Introduction On September 13, 2022, NYSE Arca, Inc. (“Exchange” or “NYSE Arca”) filed with the Securities and Exchange Commission (“Commission”), pursuant ( printed page 17633) to Section 19(b)(1)  [ 1 ] of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”)  [ 2 ] and Rule 19b-4 thereunder, [ 3 ] a proposed rule change to list and trade shares (“Shares”) of the Breakwave Tanker Shipping ETF (“Fund”) under NYSE Arca Rule 8.200-E, Commentary .02. The proposed rule change was published for comment in the Federal Register on September 27, 2022. [ 4 ] On November 2, 2022, pursuant to Section 19(b)(2) of the Act, [ 5 ] the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change. [ 6 ] On December 8, 2022, the Commission instituted proceedings under Section 19(b)(2)(B) of the Exchange Act  [ 7 ] to determine whether to approve or disapprove the proposed rule change. [ 8 ] On March 6, 2023, the Exchange filed Amendment No. 1, which amended and replaced the proposed rule change in its entirety. [ 9 ] The Commission has received no comments on the proposed rule change. The Commission is approving the proposed rule c…
Citation: 88 FR 17632
