Commodity Futures Trading Commission
The Commodity Futures Trading Commission (Commission) is amending certain regulations applicable to registered derivatives clearing organizations (DCOs). The amendments address certain risk management and reporting obligations, clarify the meaning of certain provisions, simplify processes for registration and reporting, and codify existing staff relief and guidance, among other things. In addition, the Commission is adopting technical amendments to certain provisions, including certain delegation provisions, in other parts of its regulations.
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Commodity Futures Trading Commission 17 CFR Parts 1, 39, and 140 RIN 3038-AE66 AGENCY: Commodity Futures Trading Commission. ACTION: Final rule. SUMMARY: The Commodity Futures Trading Commission (Commission) is amending certain regulations applicable to registered derivatives clearing organizations (DCOs). The amendments address certain risk management and reporting obligations, clarify the meaning of certain provisions, simplify processes for registration and reporting, and codify existing staff relief and guidance, among other things. In addition, the Commission is adopting technical amendments to certain provisions, including certain delegation provisions, in other parts of its regulations. DATES: Effective date: The effective date for this final rule is February 26, 2020. Compliance date: DCOs must comply with the amendments to the rules by January 27, 2021. FOR FURTHER INFORMATION CONTACT: Eileen A. Donovan, Deputy Director, 202-418-5096, edonovan@cftc.gov ; Parisa Abadi, Associate Director, 202-418-6620, pabadi@cftc.gov ; Eileen R. Chotiner, Senior Compliance Analyst, 202-418-5467, echotiner@cftc.gov ; Brian Baum, Special Counsel, 202-418-5654, bbaum@cftc.gov ; August A. Imholtz III, Special Counsel, 202-418-5140, aimholtz@cftc.gov ; Abigail S. Knauff, Special Counsel, 202-418-5123, aknauff@cftc.gov ; Division of Clearing and Risk, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581; Joe Opron, Special Counsel, 312-596…
Citation: 85 FR 4800
