Corporate Capital Trust, Inc., et al.

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Investment Company Act Release No. 32642; 812-14408] AGENCY: Securities and Exchange Commission (“Commission”). ACTION: Notice. Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act. Summary of Application: Applicants request an order to permit business development companies (“BDCs”) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment funds and accounts. [ 1 ] Applicants: Corporate Capital Trust, Inc. (“CCT I”); Corporate Capital Trust II (“CCT II”); KKR Income Opportunities Fund (“KIO,” and together with CCT I and CCT II, the “Existing Regulated Entities”); CNL Fund Advisors Company (“CFA”); CNL Fund Advisors II, LLC (“CFA II”); KKR Credit Advisors (US) LLC (“KKR Credit”) ; the investment advisory subsidiaries and relying advisers of KKR Credit set forth on Schedule A to the application (collectively, with KKR Credit, the “Existing KKR Credit Advisers”); KKR Capital Markets Holdings L.P. and its capital markets subsidiaries and other indirect, wholly- or majority-owned subsidiaries of KKR & Co. L.P. (&ldqu…