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Proposed RuleSignificant2012-59502012-03-15

Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

Commodity Futures Trading Commission

Abstract

The Commodity Futures Trading Commission is proposing regulations to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Specifically, in accordance with section 727 of the Dodd-Frank Act, the Commission is proposing regulations that would define the criteria for grouping swaps into separate swap categories and would establish methodologies for setting appropriate minimum block sizes for each swap category. In addition, the Commission is proposing further measures under the Commission's regulations to prevent the public disclosure of the identities, business transactions and market positions of swap market participants.

Action & Dates

Action
Further notice of proposed rulemaking.
Dates
Comments must be received on or before May 14, 2012.

CFR References

Topics

Reporting and recordkeeping requirements

Public Comment

Comments Close
2012-05-14

Document Excerpt

Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Commodity Futures Trading Commission 17 CFR Part 43 RIN 3038-AD08 AGENCY: Commodity Futures Trading Commission. ACTION: Further notice of proposed rulemaking. SUMMARY: The Commodity Futures Trading Commission is proposing regulations to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Specifically, in accordance with section 727 of the Dodd-Frank Act, the Commission is proposing regulations that would define the criteria for grouping swaps into separate swap categories and would establish methodologies for setting appropriate minimum block sizes for each swap category. In addition, the Commission is proposing further measures under the Commission's regulations to prevent the public disclosure of the identities, business transactions and market positions of swap market participants. DATES: Comments must be received on or before May 14, 2012. ADDRESSES: You may submit comments, identified by RIN number 3038-AD08, by any of the following methods: The agency's Web site, at http://comments.cftc.gov . Follow the instructions for submitting comments through the Web site. Mail: David A. Stawick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Hand Delivery/Courier: Same as mail above. Federal eRulemaking Portal: http://www.regulations.gov . Follow the instructions for submitting comments. Please submit your comments using

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Full Document

Citation: 77 FR 15460

Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades — Federal Register 2012-5950 | Open Gov by Base