Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-45991; File No. SR-NASD-2001-90] Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”)  [ 1 ] and Rule 19b-4 thereunder, [ 2 ] notice is hereby given that on May 24, 2002, the National Association of Securities Dealers, Inc. (“NASD” or “Association”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) Amendment No. 2  [ 3 ] to the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the NASD. The proposed rule change, incorporating Amendment No. 1, was published for comment in the Federal Register on January 3, 2002. [ 4 ] The Commission is publishing this notice to solicit comments on Amendment No. 2 to the proposed rule change from interested persons. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change In response to comments on the original proposal, the NASD is proposing additional amendments to its rules relating to Nasdaq's proposed separation from the NASD and the establishment of the NASD Alternative Display Facility. Proposed new language is in italics; proposed deletions are in brackets. The text of the proposed rule change is marked to show additions and deletions from the NASD's rules as they currently exist. The discussion section of this notice, Section II.A.1 below, however, …
Citation: 67 FR 39476
