Base
NVOCC

WHR GROUP, INC.

Trade name: WHR GLOBAL; WHR GLOBAL

PEWAUKEE, WI, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-09-28 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “WHR GROUP, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “WHR GROUP, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-199020
2015-04-16

EX-10.8

View on SEC.gov →
001-37412
2015-06-09

EX-10.1

View on SEC.gov →
000-51213
2008-12-24

EXHIBIT 10.14

View on SEC.gov →
000-51213
2008-12-24

EXHIBIT 10.12

View on SEC.gov →
2015-05-18

SEC filing

View on SEC.gov →
005-43515
2019-02-11

SC 13D

View on SEC.gov →
811-21719
2021-08-25

SEC filing

View on SEC.gov →
005-88202
2016-05-18

SC 13D/A

View on SEC.gov →
811-22638
2017-08-29

N-PX

View on SEC.gov →
811-07959
2017-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-115267333-115267-01
2004-05-07

EXHIBIT 10.5 WILLIAM H. ROJ EMPLOYMENT AGMT

View on SEC.gov →
811-21719
2019-08-13

SEC filing

View on SEC.gov →
811-21719
2012-09-14

SEC filing

View on SEC.gov →
005-88202
2014-11-24

SC 13D/A

View on SEC.gov →
811-21719
2012-08-06

SEC filing

View on SEC.gov →
001-37412
2015-06-09

8-K

View on SEC.gov →
005-43515
2019-04-03

SC 13D/A

View on SEC.gov →
811-08061
2015-08-20

N-PX

View on SEC.gov →
811-21872
2018-08-27

N-PX

View on SEC.gov →
811-21719
2020-08-19

SEC filing

View on SEC.gov →
811-22058
2017-08-29

NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND

View on SEC.gov →
811-08061
2016-08-18

N-PX

View on SEC.gov →
001-37964
2017-08-10

10-Q

View on SEC.gov →
333-199020
2014-12-16

EX-10.8

View on SEC.gov →
001-35364
2013-04-05

EX-99.1

View on SEC.gov →
811-22058
2014-08-21

NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND

View on SEC.gov →
811-08061
2017-08-21

N-PX

View on SEC.gov →
811-08822
2009-08-18

SEC filing

View on SEC.gov →
001-37964
2017-07-07

EX-99.4

View on SEC.gov →
811-21980
2018-08-20

SEC filing

View on SEC.gov →
001-35364
2013-04-08

EX-99.1

View on SEC.gov →
333-199020
2015-06-04

424B4

View on SEC.gov →
001-37964
2017-11-09

10-Q

View on SEC.gov →
811-08061
2014-08-21

N-PX

View on SEC.gov →
001-37964
2017-05-15

10-Q

View on SEC.gov →
001-37964001-37964001-37964001-37964001-37964001-37964001-37964001-37964
2019-02-05

4

View on SEC.gov →
001-37964
2017-09-15

EX-99.2

View on SEC.gov →
333-199020
2015-05-26

FORM S-1/A

View on SEC.gov →
811-21901
2018-08-20

SEC filing

View on SEC.gov →
333-199020
2015-05-07

S-1/A

View on SEC.gov →
811-08822
2008-08-19

SEC filing

View on SEC.gov →
811-22058
2015-08-13

NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND

View on SEC.gov →
333-220744333-220744-06333-220744-04333-220744-03333-220744-05333-220744-01333-220744-08333-220744-07333-220744-02
2017-09-29

S-4

View on SEC.gov →
000-55148
2015-11-18

Q2POWER AMENDED AND RESTATED LICENSE AGREEMENT WITH CYCLONE

View on SEC.gov →
333-199020
2015-04-16

S-1/A

View on SEC.gov →
811-07959
2018-08-30

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
005-88202
2016-05-24

SCHEDULE 13D

View on SEC.gov →
001-37964
2018-03-12

10-K

View on SEC.gov →
811-22497
2019-08-16

N-PX

View on SEC.gov →
000-54449
2014-07-23

EXHIBIT 10.40

View on SEC.gov →
811-04338
2015-08-27

SEC filing

View on SEC.gov →
001-36490
2016-05-17

EX-2.2

View on SEC.gov →
333-220744333-220744-06333-220744-04333-220744-03333-220744-05333-220744-01333-220744-08333-220744-07333-220744-02
2017-10-13

424B3

View on SEC.gov →
811-03385
2013-08-22

SEC filing

View on SEC.gov →
001-37412
2016-11-02

8-K

View on SEC.gov →
333-199020
2015-05-15

S-1/A

View on SEC.gov →
811-04743
2014-08-26

SEC filing

View on SEC.gov →
001-03932
2015-10-26

EXHIBIT 99.1

View on SEC.gov →
001-36490
2016-05-17

EX-2.2

View on SEC.gov →
001-36490
2016-05-19

EX-10.1

View on SEC.gov →
811-21901
2020-08-11

N-PX

View on SEC.gov →
333-199020
2014-12-16

S-1/A

View on SEC.gov →
333-171806
2012-05-15

REVCONS 3518-3519

View on SEC.gov →
811-21980
2020-08-11

N-PX

View on SEC.gov →
001-37964
2018-08-09

10-Q

View on SEC.gov →
001-37964
2017-03-31

10-K

View on SEC.gov →
811-22865
2026-08-26

SEC filing

View on SEC.gov →
001-12209
2016-05-19

EX-10.1

View on SEC.gov →
001-37964
2018-05-10

10-Q

View on SEC.gov →
001-36490
2015-04-03

DEF 14A

View on SEC.gov →
811-21872
2022-08-31

N-PX

View on SEC.gov →
001-37964
2019-03-04

10-K

View on SEC.gov →
333-199020
2014-11-10

AMENDMENT NO. 2 TO FORM S-1

View on SEC.gov →
811-23312
2026-04-17

SEC filing

View on SEC.gov →
001-38432
2024-07-25

SEPARATION AND RELAESE AGREEMENT WITH LISA CHECCHIO DATED AS OF MARCH 28, 2024

View on SEC.gov →
811-21980
2019-08-26

N-PX

View on SEC.gov →
001-37964
2017-06-29

PRE 14C

View on SEC.gov →
811-22669
2015-08-26

N-PX

View on SEC.gov →
001-36490
2016-07-28

EXHIBIT 99.2

View on SEC.gov →
001-36414
2016-04-26

DEFA14A

View on SEC.gov →
000-51213
2008-12-24

ECOLOCAP SOLUTIONS INC. FORM 8-K FOR MAY 26, 2008

View on SEC.gov →
811-03385
2014-08-26

SEC filing

View on SEC.gov →
001-37964
2017-07-11

DEF 14C

View on SEC.gov →
028-05395
2012-02-15

SEC filing

View on SEC.gov →
811-21901
2019-08-26

N-PX

View on SEC.gov →
001-37964
2018-11-08

10-Q

View on SEC.gov →
811-08659
2014-08-18

THE HENSSLER FUNDS, INC.

View on SEC.gov →
001-36490
2014-11-18

EX-1.1

View on SEC.gov →
811-21853
2013-08-13

N-PX

View on SEC.gov →
001-36490
2016-04-01

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-39753
2021-02-22

EXHIBIT 99.2

View on SEC.gov →
001-39753
2021-02-22

EXHIBIT 99.2

View on SEC.gov →
028-05395
2011-02-14

SEC filing

View on SEC.gov →
333-199103
2014-11-10

EX-1.1

View on SEC.gov →
001-37412
2016-02-26

FORM 10-K

View on SEC.gov →
811-21872
2017-08-17

N-PX

View on SEC.gov →
028-10503
2012-02-14

SEC filing

View on SEC.gov →
028-05395
2012-02-14

SEC filing

View on SEC.gov →
028-05395
2011-02-15

SEC filing

View on SEC.gov →
001-36490
2016-07-28

EXHIBIT 99.2

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
035905
License Status
Active
Bond Status
Bonded — TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA
Address
N27 W23681 PAUL ROAD, PEWAUKEE, WI, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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