Base
NVOCC

PEGASUS SCM INC.

CITY OF INDUSTRY, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “PEGASUS SCM INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “PEGASUS SCM INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-36231
2020-06-09

EXHIBIT 99.1

View on SEC.gov →
028-04356
2001-02-14

FORM 13F-HR

View on SEC.gov →
001-36231
2019-11-15

EXHIBIT 99.1

View on SEC.gov →
001-36231
2020-09-28

EX-99.1

View on SEC.gov →
001-36231
2020-12-11

EX-99.1

View on SEC.gov →
001-36231
2017-10-24

EX-99.1

View on SEC.gov →
333-228597-01
2019-07-16

FREE WRITING PROSPECTUS

View on SEC.gov →
001-36231
2016-06-14

EX-99.1

View on SEC.gov →
333-228597-01
2019-07-16

FREE WRITING PROSPECTUS

View on SEC.gov →
001-36231
2019-03-20

20-F

View on SEC.gov →
001-36231
2018-09-28

EXHIBIT 99.1

View on SEC.gov →
811-07175
2004-11-24

VANGUARD TAX-MANAGED FUND 116

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001-36231
2021-03-08

20-F

View on SEC.gov →
028-06357
2001-11-13

SEC filing

View on SEC.gov →
001-36231
2016-10-31

EXHIBIT 99.1

View on SEC.gov →
001-36231
2018-03-02

EX 4.49 DEED OF AMENDMENT TO MASTER AGREEMENT, DATED FEBRUARY 22, 2018

View on SEC.gov →
001-36231
2020-04-02

20-F

View on SEC.gov →
811-07885
2004-11-29

QUARTERLY REPORT

View on SEC.gov →
333-201354
2015-06-12

FINAL PROSPECTUS SUPPLEMENT

View on SEC.gov →
333-201354
2015-06-10

PRELIMINARY PROSPECTUS SUPPLEMENT

View on SEC.gov →
028-06357
2001-08-13

SEC filing

View on SEC.gov →
001-36231
2015-01-02

EX-99.1

View on SEC.gov →
028-06357
2001-05-10

SEC filing

View on SEC.gov →
000-30664
2003-06-30

SEC filing

View on SEC.gov →
001-36231
2017-02-28

20-F

View on SEC.gov →
333-228597-01
2019-07-15

FREE WRITING PROSPECTUS

View on SEC.gov →
001-36231
2016-03-01

20-F

View on SEC.gov →
333-197949
2014-08-07

FORM F-1

View on SEC.gov →
005-49829
2006-10-05

EX-99.(C)(3)

View on SEC.gov →
333-197949
2014-09-04

AMENDMENT NO. 2

View on SEC.gov →
333-197949
2014-09-17

424B4

View on SEC.gov →
333-197949
2014-09-11

AMENDMENT NO. 4

View on SEC.gov →
333-197949
2014-09-10

AMENDMENT NO. 3

View on SEC.gov →
333-197949
2014-08-29

F-1/A

View on SEC.gov →
333-107593
2003-09-12

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-107593
2003-08-01

PROXY STATEMENT/PROSPECTUS

View on SEC.gov →
333-192246
2013-12-11

AMENDMENT NO.4 TO FORM F-1

View on SEC.gov →
333-192246
2013-11-08

F-1

View on SEC.gov →
333-192247
2013-11-27

AMENDMENT NO.1 TO FORM F-4

View on SEC.gov →
333-192246
2013-12-06

AMENDMENT NO. 3

View on SEC.gov →
333-192247
2013-12-17

424B3

View on SEC.gov →
333-192246
2013-12-13

424B4

View on SEC.gov →
333-192246
2013-11-27

AMENDMENT NO. 1 TO FORM F-1

View on SEC.gov →
333-192247
2013-12-11

AMENDMENT NO 3 TO FORM F-4

View on SEC.gov →
001-36231
2018-03-02

FORM 20-F

View on SEC.gov →
333-192247
2013-11-08

FORM F-4

View on SEC.gov →
001-36231
2015-04-02

20-F

View on SEC.gov →
377-00328
2013-10-01

SEC filing

View on SEC.gov →
377-00323
2013-09-20

SEC filing

View on SEC.gov →
001-10257
2006-04-03

LIST OF SUBSIDIARIES

View on SEC.gov →
001-09246
2006-03-29

LIST OF SUBSIDIARIES

View on SEC.gov →
001-36231
2014-04-02

SEC filing

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET MANAGEMENT 13F 12-31-1999

View on SEC.gov →
333-107592
2003-09-12

DEF. PROXY MULTI CAP VALUE AND ADV MID CAP

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET MANAGEMENT, LLC 13F 03-31-2000

View on SEC.gov →
377-00328
2013-10-01

SEC filing

View on SEC.gov →
001-13382
2009-03-31

EXHIBIT 99.3

View on SEC.gov →
811-03364
2004-08-27

SEC filing

View on SEC.gov →
333-107592
2003-08-01

PROXY STATEMENTS/PROSPECTUSES

View on SEC.gov →
001-09246001-10257
2007-03-26

LIST OF SUBSIDIARIES

View on SEC.gov →
811-03364
2003-08-27

MAXIM SERIES FUND N-CSR 8/2003

View on SEC.gov →
811-23165
2022-05-31

SEC filing

View on SEC.gov →
001-09246001-10257
2009-03-24

LIST OF SUBSIDIARIES

View on SEC.gov →
811-23165
2022-11-23

SEC filing

View on SEC.gov →
028-06003
2002-10-09

GOLDEN CAPITAL MANAGEMENT 13F 09/30/2002

View on SEC.gov →
005-49829
2006-10-05

EX-99.(C)(2)

View on SEC.gov →
028-03459
2002-08-07

13F-HR

View on SEC.gov →
811-04236
2001-02-26

ONE GROUP FUNDS FORM N-30D

View on SEC.gov →
811-07885
2004-09-07

SEMI-ANNUAL REPORT

View on SEC.gov →
000-31010
2002-04-01

AT&T LATIN AMERICA CORP.

View on SEC.gov →
333-191653
2013-10-30

EX-10.10

View on SEC.gov →
001-09246001-10257
2010-03-19

LIST OF SUBSIDIARIES

View on SEC.gov →
333-191653
2013-10-10

EX-10.10

View on SEC.gov →
001-14487
2008-07-11

SEC filing

View on SEC.gov →
811-06067
2002-08-08

N-30D

View on SEC.gov →
811-02429
2002-04-01

USAA SMALL CAP STOCK FUND SEMIANNUAL RPT. 1/31/02

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET MANAGMENT, LLC 13-F HR 12-31-2000

View on SEC.gov →
811-02546
2006-10-27

SEC filing

View on SEC.gov →
811-23165
2023-05-30

SEC filing

View on SEC.gov →
028-00985
2003-01-09

SEC filing

View on SEC.gov →
001-35632
2015-08-31

EXHIBIT 99.2

View on SEC.gov →
811-05897
2001-09-26

AXP SMALL COMPANY INDEX FUND

View on SEC.gov →
001-34984
2015-08-28

EXHIBIT 99.2

View on SEC.gov →
028-00985
2002-07-16

SEC filing

View on SEC.gov →
333-116714
2004-06-22

SEC filing

View on SEC.gov →
028-06003
2001-04-11

GOLDEN CAPITAL MANAGEMENT LLC 13F 03/31/2001

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET 13F HR 9-30-2000

View on SEC.gov →
811-08759
2004-11-29

LAUDUS VARIABLE INSURANCE TRUST FORM N-Q/REPORTING PERIOD 9-30-2004

View on SEC.gov →
028-00985
2002-03-18

SEC filing

View on SEC.gov →
811-07885
2004-03-04

ANNUAL REPORT

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET 13F-HR 6-30-2000

View on SEC.gov →
001-09246001-10257
2013-03-13

EXHIBIT 8.1

View on SEC.gov →
811-08759
2005-05-31

LAUDUS VARIABLE INSURANCE TRUST N-Q/REPORTING PERIOD 3-31-05

View on SEC.gov →
333-116714
2004-08-05

SEC filing

View on SEC.gov →
028-00985
2002-01-10

SEC filing

View on SEC.gov →
028-00985
2001-10-12

SEC filing

View on SEC.gov →
811-03364
2003-02-27

MAXIM INDEX 600 N-30D

View on SEC.gov →
028-00985
2002-10-25

SEC filing

View on SEC.gov →
811-04236
2003-03-06

ONE GROUP FUNDS N-30D

View on SEC.gov →
811-04236
2002-02-21

ONE GROUP FUNDS N-30D

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
034558
License Status
Active
Bond Status
Bonded — UNITED STATES FIRE INSURANCE COMPANY
Address
13181 CROSSROADS PKWY N, 200A, CITY OF INDUSTRY, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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