Base
NVOCC

BROKTON CORP

POMPANO BEACH, FL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “BROKTON CORP” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “BROKTON CORP” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (62)

333-139037
2011-03-31

EXHIBIT 10.37

View on SEC.gov →
333-139037
2010-03-31

MANAGEMENT CONSULTING AGREEMENT

View on SEC.gov →
333-139037
2013-04-03

EXHIBIT 4.48

View on SEC.gov →
333-139037
2009-08-13

FORM 10-Q FOR 06-30-2009

View on SEC.gov →
333-139037
2007-03-26

FORM SB-2/A AMENDMENT NO. 2

View on SEC.gov →
333-139037
2011-03-31

FORM 10-K

View on SEC.gov →
333-139037
2010-03-31

FORM 10-K FOR 12-31-2009

View on SEC.gov →
333-139037
2012-03-30

FORM 10-K

View on SEC.gov →
333-139037
2008-04-21

AMENDMENT NO. 9 TO FORM SB-2 ON FORM S-1

View on SEC.gov →
333-139037
2009-11-13

FORM 10-Q FOR 09-30-2009

View on SEC.gov →
333-139037
2008-02-12

AMENDMENT NO. 7 TO FORM SB-2 ON FORM S-1

View on SEC.gov →
333-139037
2007-07-10

FORM SB-2/A AMENDMENT NO. 4

View on SEC.gov →
333-139037
2008-04-07

AMENDMENT NO. 8 TO FORM SB-2 ON FORM S-1

View on SEC.gov →
333-139037
2007-08-10

FORM SB-2/A AMENDMENT NO. 5

View on SEC.gov →
333-139037
2008-05-23

FORM 10-K FOR 12-31-2007

View on SEC.gov →
333-139037
2008-05-05

AMENDMENT NO. 10 TO FORM SB-2 ON FORM S-1

View on SEC.gov →
333-139037
2008-05-12

FINAL PROSPECTUS DATED MAY 12, 2008

View on SEC.gov →
333-139037
2007-04-25

FORM SB-2/A AMENDMENT NO. 3

View on SEC.gov →
333-139037
2007-11-06

FORM SB-2/A AMENDMENT NO. 6

View on SEC.gov →
333-139037
2009-03-27

FORM 10-K FOR 12-31-2008

View on SEC.gov →
333-139037
2007-02-08

FORM SB-2/A AMENDMENT NO. 1

View on SEC.gov →
333-183376
2012-08-17

FORM S-4

View on SEC.gov →
333-138806
2006-11-17

EXHIBIT 10.1

View on SEC.gov →
333-139037
2007-04-25

BROKTON STOCK OPTION AGREEMENT DATED 03-12-2007

View on SEC.gov →
333-183376
2012-09-28

FORM S-4/A

View on SEC.gov →
333-183376
2012-10-15

FORM S-4/A

View on SEC.gov →
333-139037
2006-11-30

FORM SB-2

View on SEC.gov →
333-183376
2012-10-22

FORM 424B3

View on SEC.gov →
333-139037
2011-11-10

FORM 10-Q

View on SEC.gov →
333-139037
2011-05-12

FORM 10-Q

View on SEC.gov →
333-139037
2011-08-11

FORM 10-Q

View on SEC.gov →
333-139037
2013-04-03

FORM 20-F

View on SEC.gov →
333-139037
2019-03-28

FORM 20-F

View on SEC.gov →
333-139037
2026-03-31

FORM 20-F

View on SEC.gov →
333-139037
2015-03-31

20-F

View on SEC.gov →
333-139037
2019-07-31

FORM 20-F/A

View on SEC.gov →
333-139037
2014-08-11

FORM 20-F/A

View on SEC.gov →
333-139037
2017-03-30

FORM 20-F

View on SEC.gov →
333-139037
2023-09-11

FORM 20-F/A

View on SEC.gov →
333-139037
2021-03-31

FORM 20-F

View on SEC.gov →
333-139037
2018-03-29

FORM 20-F

View on SEC.gov →
333-139037
2024-04-25

FORM 20-F

View on SEC.gov →
333-139037
2023-08-09

FORM 20-F/A

View on SEC.gov →
333-139037
2025-05-15

FORM 20-F

View on SEC.gov →
333-139037
2020-03-27

FORM 20-F

View on SEC.gov →
333-139037
2022-04-01

FORM 20-F

View on SEC.gov →
333-139037
2016-03-30

FORM 20-F

View on SEC.gov →
333-139037
2023-03-31

FORM 20-F

View on SEC.gov →
333-139037
2014-03-31

FORM 20-F

View on SEC.gov →
000-49832
2002-05-23

10SB

View on SEC.gov →
000-49832
2002-07-18

SEC filing

View on SEC.gov →
000-49832
2004-05-05

SEC filing

View on SEC.gov →
000-49832
2002-11-19

AMENDMENT 3

View on SEC.gov →
000-49832
2003-12-23

SEC filing

View on SEC.gov →
000-49832
2002-10-23

AMENDMENT 2 TO 10SB

View on SEC.gov →
333-22931
2001-03-02

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →
333-22931
2001-05-17

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →
333-22931
2001-02-14

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →
333-22931
2001-05-01

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →
811-08282
2001-02-15

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →
000-16014
2006-01-13

EXHIBIT 99 (3 OF 3)

View on SEC.gov →
811-08282
2001-01-30

LOOMIS SAYLES INVESTMENT TRUST

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
033946
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
3507 OAKS WAY, STE 1009, POMPANO BEACH, FL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← ZHEJIANG DONGLIXIN SUPPLY CHAIN MANAGEMENT CO., LTD SHENZHEN BRANCHSHENZHEN JIUFANG ANDA SUPPLY CHAIN MANAGEMENT CO., LTD. →