Base
NVOCC

HERMAN SCM CO., LTD

CHONGQING 400039, CHINA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “HERMAN SCM CO., LTD” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “HERMAN SCM CO., LTD” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-04417
2015-04-27

SEC filing

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811-04417
2019-05-02

SEC filing

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811-04417
2014-04-25

SEC filing

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811-04417
2016-04-28

SEC filing

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811-04417
2018-04-27

SEC filing

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028-02813
2001-02-14

FORM 13F HOLDINGS REPORT

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811-05617
2021-08-31

SEC filing

View on SEC.gov →
811-04417
2017-05-02

SEC filing

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811-04417
2013-10-30

SEC filing

View on SEC.gov →
811-04417
2020-05-05

SEC filing

View on SEC.gov →
811-04417
2021-05-07

SEC filing

View on SEC.gov →
811-04417
2021-08-27

SEC filing

View on SEC.gov →
811-04417
2013-04-29

SEC filing

View on SEC.gov →
811-07883
2020-02-27

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

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028-00085
2008-05-09

PHOENIX INVESTMENT COUNSEL INC

View on SEC.gov →
333-236462
2020-02-14

SEC filing

View on SEC.gov →
333-236462
2020-04-27

SEC filing

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333-236462
2020-04-10

SEC filing

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811-21237
2013-02-08

FORM N-CSR

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033-73824
2011-12-07

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
033-42484
2015-12-23

SEC filing

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005-42583
2004-06-16

EXHIBIT (E)(15)

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811-08274
2011-10-07

MASSMUTUAL SELECT FUNDS

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000-12456
2013-07-12

10-K

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811-07883
2020-05-27

CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
028-06271
2001-02-14

SEC filing

View on SEC.gov →
000-12456
2012-07-12

10-K

View on SEC.gov →
028-11061
2005-08-18

13F-HR

View on SEC.gov →
811-08759
2004-11-29

LAUDUS VARIABLE INSURANCE TRUST FORM N-Q/REPORTING PERIOD 9-30-2004

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811-08759
2005-05-31

LAUDUS VARIABLE INSURANCE TRUST N-Q/REPORTING PERIOD 3-31-05

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028-11061
2005-05-04

13F HOLDING REPORT

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333-119020
2004-10-27

SEC filing

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811-04852
2010-08-20

BRD0270000802716.TXT

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033-73824
2013-01-31

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
811-02546
2004-10-26

SEC filing

View on SEC.gov →
811-02546
2005-04-29

SEC filing

View on SEC.gov →
000-12456
2011-07-14

10-K

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811-04418
2005-01-31

SEC filing

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028-05941
2006-05-15

13F-HR

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333-119020
2004-09-15

PROXY STATEMENT FOR LOAD FUNDS

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811-02546
2005-10-28

SEC filing

View on SEC.gov →
033-73824
2015-12-03

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
028-06003
2001-04-11

GOLDEN CAPITAL MANAGEMENT LLC 13F 03/31/2001

View on SEC.gov →
033-73824
2012-02-02

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
033-73824
2015-01-30

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
000-12456
2010-07-14

FORM 10-K

View on SEC.gov →
028-10088
2006-11-13

SEC filing

View on SEC.gov →
811-08821
2004-11-02

SEC filing

View on SEC.gov →
811-02546
2006-10-27

SEC filing

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811-02546
2006-04-28

SEC filing

View on SEC.gov →
028-05941
2006-11-16

13F-HR

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033-73824
2012-02-01

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
028-05941
2006-02-15

13F-HR

View on SEC.gov →
811-02546
2010-04-29

SEC filing

View on SEC.gov →
028-04981
2001-05-17

INFORMATION TABLE

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028-10088
2007-02-13

SEC filing

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811-08759
2004-03-09

BARR ROSENBERG VARIABLE INSURANCE TRUST N-CSR

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811-02546
2009-10-30

SEC filing

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811-02546
2009-04-29

SEC filing

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028-12221
2007-02-13

RAFFERTY ASSET MANAGEMENT 13F 12-31-1999

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811-02546
2007-04-27

SEC filing

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028-12221
2007-02-13

RAFFERTY ASSET 13F HR 9-30-2000

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028-06262
2001-01-30

SEC filing

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET 13F-HR 6-30-2000

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028-03622
2001-08-09

CMC 13F 8/8/01

View on SEC.gov →
028-03622
2001-05-10

AAL CMC 13F

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811-21294
2004-11-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
028-12221
2007-02-13

RAFFERTY ASSET MANAGEMENT, LLC 13F 03-31-2000

View on SEC.gov →
811-06318
2004-11-12

CONSULTING GROUP CAPITAL MARKETS FUND

View on SEC.gov →
028-03622
2001-11-13

CMC 13F 11/7/01

View on SEC.gov →
028-10088
2007-05-14

SEC filing

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028-03459
2003-02-06

13F-HR

View on SEC.gov →
028-10088
2007-08-14

SEC filing

View on SEC.gov →
028-05947
2003-08-14

13F-HR

View on SEC.gov →
811-02546
2008-04-29

SEC filing

View on SEC.gov →
028-03622
2001-02-09

AAL CMC 13F

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811-02546
2007-10-30

SEC filing

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811-02546
2008-10-30

SEC filing

View on SEC.gov →
000-12456
2009-07-14

FORM 10-K

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811-05617
2022-08-02

SEC filing

View on SEC.gov →
811-10001
2003-03-25

RS0731_6811VEF

View on SEC.gov →
028-06386
2001-02-14

GCAPMGT

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033-73824
2011-04-01

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
028-05987
2004-02-13

13F-HR

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811-02546
2005-07-27

SEC filing

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001-15897
2001-06-04

RUSSELL ANNUAL REPORT 03/31/2001 - I SHARES

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811-02546
2004-08-02

SEC filing

View on SEC.gov →
811-08291
2002-01-09

ISI STRATEGY

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811-06352
2004-10-28

FORM N-Q

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333-117278
2004-08-25

AMENDMENT NO. 1 TO FORM S-1

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811-02546
2004-01-28

SEC filing

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028-01797
2003-03-06

SEC filing

View on SEC.gov →
033-73824
2012-04-02

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
028-04981
2001-08-20

INFORMATION TABLE

View on SEC.gov →
033-79708
2015-10-30

485APOS

View on SEC.gov →
811-08520
2012-05-23

TIAA SEPARATE ACCOUNT VA-1

View on SEC.gov →
028-00545
2003-02-12

THRIVENT FINANCIAL 13F FILING

View on SEC.gov →
811-08291
2001-01-25

ISI STRATEGY -- SEMI-ANNUAL

View on SEC.gov →
028-05810
2001-02-14

13F REPORT 12-31-2000

View on SEC.gov →
028-00545
2002-11-12

THRIVENT FINANCIAL 13F

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
032970
License Status
Active
Bond Status
Bonded — U.S. SPECIALTY INSURANCE COMPANY
Address
RM. 26-1, NO. 4 YUZHOU RD., JIULONGPO DIST., CHONGQING 400039, CHINA
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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