Base
Freight Forwarder

DGA SERVICES, INC.

MILPITAS, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “DGA SERVICES, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “DGA SERVICES, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-162116
2009-09-24

EXHIBIT 10.22

View on SEC.gov →
074-00041
2005-08-18

DRI U9C3

View on SEC.gov →
001-11922
2001-05-15

FORM 10QSB FOR QUARTER ENDING MARCH 31, 2001

View on SEC.gov →
811-23793
2024-10-07

CERTIFIED ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
000-55097
2014-07-17

EXHIBIT 99.1

View on SEC.gov →
811-23793
2025-04-07

CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
333-83951
2005-10-21

EASTERN POINT ADVISORS FUNDS TRUST SUPPLEMENT

View on SEC.gov →
001-35406
2017-02-14

EXHIBIT 10.28

View on SEC.gov →
000-50633
2019-11-01

EX-10.52

View on SEC.gov →
811-23793
2025-10-07

CERTIFIED ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
333-43664
2005-11-14

EXHIBIT 10.4

View on SEC.gov →
001-11922
2001-08-14

FORM 10QSB FOR QUARTER ENDING JUNE 30, 2001

View on SEC.gov →
001-11922
2001-11-14

FORM 10QSB FOR QUARTER ENDING SEPTEMBER 30, 2001

View on SEC.gov →
001-11922
2002-05-14

FORM 10QSB FOR QUARTER ENDING MARCH 31, 2002

View on SEC.gov →
811-23793
2024-04-08

CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
333-43664
2005-10-25

INVESTORS CAPITAL HOLDINGS, LTD. 8-K

View on SEC.gov →
333-104620
2003-04-18

PRODUCTION SERVICES DIRECTORS AGREEMENT

View on SEC.gov →
074-00041
2005-11-18

DRI U-9C-3

View on SEC.gov →
333-137755
2006-10-03

EX102

View on SEC.gov →
001-11922
2002-08-14

FORM 10QSB FOR QUARTER ENDING JUNE 30, 2002

View on SEC.gov →
333-149850
2008-03-21

SEC filing

View on SEC.gov →
001-11922
2002-03-29

FORM 10KSB FOR FISCAL YEAR END DECEMBER 31, 2001

View on SEC.gov →
333-43664
2006-02-27

INVESTORS CAPITAL HOLDINGS 10-Q/A

View on SEC.gov →
001-11922
2002-11-07

FORM 10-QSB

View on SEC.gov →
074-00041
2005-05-27

DRI U-9C-3

View on SEC.gov →
333-149850
2008-07-14

SEC filing

View on SEC.gov →
333-83951
2005-12-02

DIVIDEND GROWTH TRUST 485APOS

View on SEC.gov →
333-43664
2006-02-14

INVESTORS CAPITAL HOLDINGS 10-Q

View on SEC.gov →
001-16095
2013-04-25

LETTER

View on SEC.gov →
333-43664
2005-11-14

INVESTORS CAPITAL HOLDINGS, LTD. 10-Q

View on SEC.gov →
000-25244
2001-04-17

SEC filing

View on SEC.gov →
000-56519
2025-03-31

EX-10.2

View on SEC.gov →
333-83951
2006-07-05

DIVIDEND GROWTH TRUST

View on SEC.gov →
333-113060
2004-06-29

EX-10.4

View on SEC.gov →
811-06447
2026-02-24

POI - FEDERATED HERMES MUNICIPAL ULTRASHORT FUND

View on SEC.gov →
333-43664
2006-08-14

INVESTORS CAPITAL HOLDINGS 10-Q

View on SEC.gov →
033-61890-FW
2002-09-18

EXHIBIT 99.2 - TENDER OFFER

View on SEC.gov →
333-43664
2007-08-14

10-Q

View on SEC.gov →
333-166135
2010-04-16

LEASE - ES EAST ASSOCIATES LLC

View on SEC.gov →
811-23793
2024-10-15

SEC filing

View on SEC.gov →
333-83951
2007-03-08

DIVIDEND GROWTH TRUST 497 PROSPECTUS

View on SEC.gov →
033-61892
2002-09-18

EXHIBIT 99.2 - TENDER OFFER

View on SEC.gov →
333-43664
2008-02-14

10Q

View on SEC.gov →
811-06447
2025-08-22

POI - FEDERATED HERMES MUNICIPAL ULTRASHORT FUND

View on SEC.gov →
333-43664
2010-02-12

10-Q

View on SEC.gov →
333-43664
2006-11-14

INVESTORS CAPITAL HOLDINGS, LTD. 10-Q

View on SEC.gov →
811-23793
2023-04-24

POST-EFFECTIVE AMENDMENT

View on SEC.gov →
001-07155
2012-09-18

425

View on SEC.gov →
333-83951
2008-01-28

DIVIDEND GROWTH 485

View on SEC.gov →
001-32175
2006-03-24

AGREEMENT DATED OCTOBER 18, 2005

View on SEC.gov →
333-83951
2008-01-31

CLEAN DIVIDEND FINAL

View on SEC.gov →
074-00041
2004-11-12

DRI U-9C-3

View on SEC.gov →
811-23793
2023-04-14

POST-EFFECTIVE AMENDMENT

View on SEC.gov →
333-43664
2008-08-14

10-Q

View on SEC.gov →
333-43664
2007-02-15

INVESTORS CAPITAL HOLDINGS, LTD. 10-Q

View on SEC.gov →
333-83951
2009-11-25

SUMMARY PRO REQUIREMENT

View on SEC.gov →
811-06447
2025-02-24

POI - FEDERATED HERMES MUNICIPAL ULTRASHORT FUND

View on SEC.gov →
811-09497
2006-11-30

DIVIDEND GROWTH TRUST 485APOS

View on SEC.gov →
001-32336000-54023
2023-02-27

EX-21.2

View on SEC.gov →
001-32336000-54023
2023-08-04

EX-21.1

View on SEC.gov →
333-83951
2007-01-29

DIVIDEND GROWTH TRUST 485BPOS

View on SEC.gov →
333-43664
2009-08-13

10-Q

View on SEC.gov →
377-00077
2012-12-21

SEC filing

View on SEC.gov →
333-43664
2008-11-14

10Q

View on SEC.gov →
001-38816
2022-04-07

PRESS RELEASE

View on SEC.gov →
020-35359
2025-01-03

FINANCIAL STATEMENTS

View on SEC.gov →
811-06447
2024-08-23

POI - FEDERATED HERMES MUNICIPAL ULTRASHORT FUND

View on SEC.gov →
333-187901
2013-04-12

EX-10.14

View on SEC.gov →
333-43664
2007-11-14

10-Q

View on SEC.gov →
333-43664
2009-11-13

10-Q

View on SEC.gov →
001-34070
2010-03-10

INVESTOR PRESENTATION

View on SEC.gov →
811-23793
2023-06-30

POST-EFFECTIVE AMENDMENT

View on SEC.gov →
333-43664
2009-02-17

10Q

View on SEC.gov →
001-32336000-54023
2024-02-23

EX-21.2

View on SEC.gov →
333-264478
2023-06-30

POST-EFFECTIVE AMENDMENT

View on SEC.gov →
001-32336000-54023
2024-02-23

EX-21.1

View on SEC.gov →
001-38915
2025-02-18

EX-10.25(B)

View on SEC.gov →
811-09497
2006-06-08

SEMI ANN

View on SEC.gov →
333-105505
2003-05-23

EX-4.2 SERIES A PREFERRED SECURITIES AGREEMENT

View on SEC.gov →
333-83951
2006-01-31

DIVIDEND GROWTH TRUST 485BPOS

View on SEC.gov →
333-178469
2012-01-13

485BPOS

View on SEC.gov →
377-01530
2017-03-31

SEC filing

View on SEC.gov →
333-105505
2003-06-30

EX-4.2 SERIES A CONVERTIBLE PREFERRED SECURITIES

View on SEC.gov →
001-32336000-54023
2025-02-25

EX-21.1

View on SEC.gov →
001-11922
2001-04-02

FORM 10KSB FOR FISCAL YEAR END DECEMBER 31, 2000

View on SEC.gov →
001-33136
2017-05-16

MD&A

View on SEC.gov →
377-01530
2017-03-31

SEC filing

View on SEC.gov →
333-43664
2006-06-29

INVESTORS CAPITAL HOLDINGS 10-K

View on SEC.gov →
001-32336000-54023
2025-02-25

EX-21.2

View on SEC.gov →
001-32336000-54023
2026-02-13

EX-21.1

View on SEC.gov →
001-35895
2014-05-07

10-Q

View on SEC.gov →
333-178469
2011-12-13

FORM N-14

View on SEC.gov →
001-32336000-54023
2026-02-13

EX-21.2

View on SEC.gov →
333-83951
2010-02-03

DGA SAI 497J

View on SEC.gov →
811-06447
2024-02-23

POI - FEDERATED HERMES MUNICIPAL ULTRASHORT FUND

View on SEC.gov →
333-218425
2017-06-01

EX-10.13

View on SEC.gov →
001-33136
2017-05-15

MD&A

View on SEC.gov →
333-218425
2017-06-01

EX-10.14

View on SEC.gov →
811-23793
2024-11-22

POST-EFFECITVE AMENDMENT

View on SEC.gov →
811-23793
2025-10-14

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
031461
License Status
Active
Bond Status
Bonded — TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA
Address
1075 MONTAGUE EXPRESSWAY, MILPITAS, CA, UNITED STATES
Classification
Freight Forwarder

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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