Base
NVOCC

UGS GLOBAL LOGISTICS, INC

CITY OF INDUSTRY, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “UGS GLOBAL LOGISTICS, INC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “UGS GLOBAL LOGISTICS, INC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-123664
2006-02-10

EX-99.1

View on SEC.gov →
001-15174
2007-11-28

EXHIBIT 8.1

View on SEC.gov →
001-33072
2007-10-09

CHARTS USED IN EXECUTIVE PRESENTATIONS

View on SEC.gov →
001-15174
2008-12-02

EXHIBIT 8.1

View on SEC.gov →
001-31921
2021-11-29

EX-96.1

View on SEC.gov →
001-31921
2022-12-14

EX-96.2

View on SEC.gov →
001-11779
2002-03-06

FORM 10-K

View on SEC.gov →
001-14155
2001-03-27

FORM 10-K (DECEMBER 31, 2000)

View on SEC.gov →
001-15174
2009-12-04

EXHIBIT 8.1

View on SEC.gov →
001-11779
2003-03-12

FORM 10-K (Y.E. 12/31/2002)

View on SEC.gov →
001-15174
2013-11-27

EX-8.1

View on SEC.gov →
001-15174
2010-12-02

EXHIBIT 8.1

View on SEC.gov →
001-15174
2008-01-24

FORM 6-K

View on SEC.gov →
811-04119
2006-10-26

NQ~ HIGH YIELD FUND, INC.

View on SEC.gov →
811-21128
2007-05-29

FORM N-Q

View on SEC.gov →
000-22369
2004-11-12

PRESS RELEASE

View on SEC.gov →
811-04119
2007-04-25

NQ ~ HIGH YIELD FUND

View on SEC.gov →
811-05399
2006-11-21

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-08226
2006-02-27

TEM. GLOBAL INVESTMENT TRUST QUARTERLY REPTS 12/31/05

View on SEC.gov →
811-04119
2007-07-27

NQ-A~ HIGH YIELD FUND

View on SEC.gov →
001-15174
2007-05-04

INTERIM REPORT

View on SEC.gov →
001-11779
2005-03-24

FORM 10-K

View on SEC.gov →
001-16429
2003-06-30

EXHIBIT 8.1

View on SEC.gov →
001-11779
2001-03-16

FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 2000

View on SEC.gov →
811-04616
2006-10-26

PUTNAM HIGH YIELD ADVANTAGE FUND

View on SEC.gov →
811-06310
2006-11-29

FORM N-Q

View on SEC.gov →
811-04616
2007-04-27

PUTNAM HIGH YIELD ADVANTAGE FUND

View on SEC.gov →
001-15174
2007-08-10

Q2 INTERIM REPORT 2007

View on SEC.gov →
811-08727
2007-05-30

SUNAMERICA SENIOR FLOATING RATE FUND, INC.

View on SEC.gov →
811-08716
2006-11-29

SCHEDULE OF INVESTMENTS

View on SEC.gov →
811-04254
2006-11-29

LEGG MASON PARTNERS INCOME FUNDS

View on SEC.gov →
001-11779
2006-03-08

FORM 10-K

View on SEC.gov →
000-27572
2011-11-04

EXHIBIT 99.1

View on SEC.gov →
811-01236
2004-09-29

N-Q

View on SEC.gov →
811-02796
2007-01-26

PUTNAM HIGH YIELD TRUST

View on SEC.gov →
811-08481
2006-11-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-02796
2007-07-26

PUTNAM HIGH YIELD TRUST

View on SEC.gov →
811-21055
2006-10-26

NQ~ INSTITUTIONAL INCOME FUNDS, INC.

View on SEC.gov →
811-07957
2004-11-29

AIM FLOATING RATE FUND - SEPTEMBER 30, 2004

View on SEC.gov →
001-14141
2003-10-22

PRESS RELEASE

View on SEC.gov →
001-15174
2012-11-28

EXHIBIT 8.1

View on SEC.gov →
811-08370
2004-11-19

SEC filing

View on SEC.gov →
333-163522
2009-12-07

EX-4.2

View on SEC.gov →
811-08716
2007-05-30

SEC filing

View on SEC.gov →
001-15174
2011-11-30

EXHIBIT 8.1

View on SEC.gov →
811-01236
2005-03-29

N-Q FILING

View on SEC.gov →
811-08481
2007-05-29

N-Q

View on SEC.gov →
811-21055
2007-04-25

NQ~ INSTITUTIONAL INCOME FUNDS

View on SEC.gov →
333-193950
2014-04-04

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
811-10157
2006-06-28

SEC filing

View on SEC.gov →
811-10157
2006-09-28

SEC filing

View on SEC.gov →
001-40394
2023-06-26

EX-99.1

View on SEC.gov →
811-05002
2006-05-30

N-Q FILING

View on SEC.gov →
811-07957
2005-05-27

AIM FLOATING RATE FUND

View on SEC.gov →
811-08481
2006-05-30

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-05002
2005-11-29

SEC filing

View on SEC.gov →
811-02071
2006-12-28

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-05002
2006-11-29

N-Q FILING

View on SEC.gov →
811-04257
2005-05-27

SEC filing

View on SEC.gov →
001-15174
2007-11-28

20-F

View on SEC.gov →
811-05002
2004-11-29

N-Q FILING

View on SEC.gov →
333-193950
2014-05-12

AMENDMENT NO. 2 TO FORM S-1

View on SEC.gov →
811-10157
2005-06-29

SEC filing

View on SEC.gov →
811-09347
2007-02-28

N-Q

View on SEC.gov →
811-05399
2006-08-25

CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
001-15174
2009-01-27

EARNINGS RELEASE Q1 2009

View on SEC.gov →
811-04254
2006-12-28

LEGG MASON PARTNERS INCOME FUNDS

View on SEC.gov →
811-05002
2007-05-25

N-Q FILING

View on SEC.gov →
811-10157
2004-12-29

SEC filing

View on SEC.gov →
333-193950
2014-06-11

AMENDMENT NO. 4 TO FORM S-1

View on SEC.gov →
333-193950
2014-06-05

AMENDMENT NO. 3 TO FORM S-1

View on SEC.gov →
811-08481
2005-11-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-08481
2005-05-31

N-Q

View on SEC.gov →
333-193950
2014-06-13

424B3

View on SEC.gov →
811-01236
2006-03-29

N-Q FILING - DWS BALANCED FUND

View on SEC.gov →
811-01236
2006-09-27

N-Q FILING

View on SEC.gov →
001-15174
2007-07-25

EARNINGS RELEASE

View on SEC.gov →
811-09347
2005-08-29

N-Q

View on SEC.gov →
811-21587
2004-12-22

SEC filing

View on SEC.gov →
811-09347
2006-08-28

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-06444
2007-05-29

LMP INCOME TRUST -- LMP CAPITAL AND INCOME FUND

View on SEC.gov →
811-01236
2007-03-28

N-Q FILING

View on SEC.gov →
811-08915
2005-06-29

STRATEGIC PARTNERS ASSET ALLOCATION FUNDS

View on SEC.gov →
001-15174
2012-04-25

FORM 6-K

View on SEC.gov →
811-10157
2005-12-29

SEC filing

View on SEC.gov →
001-15174
2007-11-08

EARNINGS RELEASE

View on SEC.gov →
001-15174
2008-12-02

20-F

View on SEC.gov →
001-15174
2008-02-01

6-K

View on SEC.gov →
811-00249
2007-03-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-09347
2006-03-01

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-04616
2006-04-28

PUTNAM HIGH YIELD ADVANTAGE FUND

View on SEC.gov →
811-05845
2007-06-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-04550
2004-09-29

FORM N-Q

View on SEC.gov →
811-03833
2004-11-29

MAINSTAY VP SERIES FUND, INC.

View on SEC.gov →
811-01236
2005-09-27

N-Q FILING

View on SEC.gov →
811-04257
2004-11-26

N-Q FILING

View on SEC.gov →
811-05002
2005-05-27

SEC filing

View on SEC.gov →
333-193950
2014-02-14

FORM S-1

View on SEC.gov →
333-142924
2007-07-19

EX-99.1

View on SEC.gov →
811-21467
2007-07-06

N-CSRS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
030908
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
13200 CROSSROADS PKWY N., STE# 230, CITY OF INDUSTRY, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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