Base
NVOCC

ROE LINE INC.

Trade name: R.O.E. LINE

DIAMOND BAR, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ROE LINE INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ROE LINE INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
000-54200
2015-03-05

AMENDMENT TO LOAN AND SECURITY AGREEMENT WITH SILICON VALLEY BANK

View on SEC.gov →
811-04552
2001-03-19

STEIN ROE MUTUAL FUNDS SEMIANNUAL

View on SEC.gov →
001-37915
2018-10-15

EXHIBIT 99.1

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
001-11965
2002-10-17

EXHIBIT 2.9

View on SEC.gov →
001-10499
2007-12-13

SEC filing

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE FOCUS FUND 3/31/02

View on SEC.gov →
811-04978
2002-01-07

STEIN ROE THEMATIC EQUITY FUNDS

View on SEC.gov →
001-13759
2025-10-29

EX-99.1

View on SEC.gov →
000-50990
2008-06-19

EX-99.1: INVESTOR CONFERENCE PRESENTATION

View on SEC.gov →
811-04978
2001-05-30

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
001-13759
2025-07-30

EX-99.1

View on SEC.gov →
811-04978
2002-07-02

STEIN ROE THEMATIC EQUITY FUNDS 4/30/02

View on SEC.gov →
2007-07-25

SEC filing

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE INTERNATIONAL FUND 3/31/02

View on SEC.gov →
811-07997
2001-03-19

INSTITUTIONAL CLIENT HIGH YIELD FUND

View on SEC.gov →
811-04978
2002-06-05

STEIN ROE YOUNG INVESTOR FUND 3/31/02

View on SEC.gov →
001-11965
2002-06-04

EX 2.2 PLAN OF REORGANIZATION

View on SEC.gov →
811-04978
2001-07-02

STEIN ROE THEMATIC EQUITY FUNDS

View on SEC.gov →
811-04978
2001-11-27

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
005-42992
2007-08-17

EX-99(C)(3)

View on SEC.gov →
005-42992
2007-08-17

EX-99(C)(4)

View on SEC.gov →
811-04552
2001-09-06

LIBERTY HIGH YIELD BOND FUND, CLASS A

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE MIDCAP GROWTH FUND, CLASS S 3/31/02

View on SEC.gov →
811-04978
2001-05-30

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INTERNATIONAL FUNDS

View on SEC.gov →
005-81692
2006-04-27

EX-99(C)(I)

View on SEC.gov →
005-51709
2011-05-11

EX-99.C.10

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE GROWTH STOCK FUND 3/31/02

View on SEC.gov →
001-08858
2013-12-19

EX-99.1

View on SEC.gov →
811-04978
2001-01-17

STEIN ROE YOUNG INVESTOR FUND ANNUAL REPORT

View on SEC.gov →
000-52378000-00508001-08788
2012-05-15

EX-99.1

View on SEC.gov →
811-04978
2002-12-04

STEIN ROE INTERNATIONAL FUND 9/30/02

View on SEC.gov →
005-81692
2006-04-27

EX-99(C)(I)

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE GROWTH INVESTOR FUND 3/31/02

View on SEC.gov →
001-33067
2019-02-13

EXHIBIT 99.1

View on SEC.gov →
001-37915
2019-09-10

EXHIBIT 99.1

View on SEC.gov →
811-04978
2001-11-29

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
811-04978
2001-11-28

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
811-04978
2001-11-27

STEIN ROE INTERNATIONAL FUNDS

View on SEC.gov →
811-04978
2002-12-05

STEIN ROE MIDCAP GROWTH FUND, CLASS S 9/30/02

View on SEC.gov →
811-07997
2002-03-04

INSTITUTIONAL CLIENT HIGH YIELD FUND

View on SEC.gov →
811-04552
2002-09-09

LIBERTY HIGH YIELD BOND FUND CLASS A

View on SEC.gov →
811-04978
2002-05-24

STEIN ROE ASIA PACIFIC FUND 3/31/02

View on SEC.gov →
811-04978
2001-05-31

STEIN ROE INTERNATIONAL FUNDS

View on SEC.gov →
001-37915
2023-09-19

EXHIBIT 99.1

View on SEC.gov →
001-31909
2010-03-18

EXHIBIT 99.1

View on SEC.gov →
811-07997
2001-09-06

INSTITUTIONAL CLIENT HIGH YIELD FUND

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
811-04552
2002-03-04

LIBERTY INTERMEDIATE BOND FUND, CLASS A

View on SEC.gov →
811-04978
2001-11-27

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2001-05-30

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE CAPITAL OPPORTUNITIES FUND 3/31/02

View on SEC.gov →
811-07997
2002-09-04

INSTITUTIONAL CLIENT HIGH YIELD FUND

View on SEC.gov →
811-04552
2001-09-10

STEIN ROE FIXED INCOME FUNDS

View on SEC.gov →
811-04367
2002-08-26

STEIN ROE MUNICIPAL FUNDS

View on SEC.gov →
811-04978
2001-05-30

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
001-33067
2019-03-01

EXHIBIT 99.1

View on SEC.gov →
001-14925
2013-02-26

EX-10.17

View on SEC.gov →
811-04978
2001-06-13

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
001-13759
2025-04-30

EX-99.1

View on SEC.gov →
001-37915
2017-10-16

EXHIBIT 99.1

View on SEC.gov →
001-37660
2016-02-22

PRESENTATION

View on SEC.gov →
001-14925
2012-05-09

FORM OF STANCORP FINANCIAL GROUP, INC. LONG-TERM INCENTIVE AWARD AGREEMENT

View on SEC.gov →
811-04367
2001-03-30

STEIN ROE TAX-EXEMPT BOND FUNDS

View on SEC.gov →
811-04978
2001-11-27

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
811-04367
2001-09-07

STEIN ROE TAX-EXEMPT BOND FUNDS

View on SEC.gov →
811-04552
2002-09-09

LIBERTY INCOME BOND FUND CLASS A

View on SEC.gov →
811-04552
2001-03-19

LIBERTY INCOME BOND FUND, CLASS A

View on SEC.gov →
333-91982
2002-07-03

ANNUAL REPORT DATED 6/30/01 (STEIN ROE)

View on SEC.gov →
811-04978
2002-06-04

STEIN ROE SMALL COMPANY GROWTH FUND 3/31/02

View on SEC.gov →
811-04978
2001-05-30

STEIN ROE INVESTMENT TRUST SEMIANNUAL REPORT

View on SEC.gov →
333-91982
2002-07-08

ANNUAL REPORT DATED 6/30/01 (STEIN ROE)

View on SEC.gov →
001-10499
2007-11-05

SEC filing

View on SEC.gov →
333-133557
2006-06-14

AMERICAN SAFETY INSURANCE HOLDINGS, INC.

View on SEC.gov →
333-133557
2006-06-16

AMERICAN SAFETY INSURANCE HOLDINGS, INC.

View on SEC.gov →
001-14925
2010-02-25

FORM OF LONG-TERM INCENTIVE PLAN

View on SEC.gov →
811-04552
2002-03-04

LIBERTY INCOME BOND FUND, CLASS A

View on SEC.gov →
811-04978
2002-12-04

STEIN ROE CAPITAL OPPORTUNITIES FUND 9/30/02

View on SEC.gov →
811-04552
2002-03-04

LIBERTY HIGH YIELD BOND FUND, CLASS A

View on SEC.gov →
001-14925
2014-02-26

EX-10.17

View on SEC.gov →
001-11590
2011-11-15

EXHIBIT 99.1

View on SEC.gov →
000-10537
2008-04-15

EX-99.1

View on SEC.gov →
811-04552
2001-09-06

LIBERTY INTERMEDIATE BOND FUND, CLASS A

View on SEC.gov →
001-13759
2024-02-20

EX-99.1

View on SEC.gov →
001-09057
2016-02-26

WEC EXHIBIT 99.1

View on SEC.gov →
001-37915
2020-09-23

EXHIBIT 99.1

View on SEC.gov →
001-13759
2024-04-30

EX-99.1

View on SEC.gov →
811-04978
2001-01-03

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
333-174152
2011-05-12

EX-10.4

View on SEC.gov →
811-04978
2001-11-28

STEIN ROE INVESTMENT TRUST ANNUAL REPORT

View on SEC.gov →
811-04552
2001-03-19

LIBERTY HIGH YIELD BOND FUND, CLASS A

View on SEC.gov →
333-91980
2002-07-03

ANNUAL REPORT DATED 9-30-2001 STEIN ROE BALANCED

View on SEC.gov →
001-13759
2023-05-15

DEFA14A

View on SEC.gov →
000-26366
2009-02-24

EXHIBIT 10.2

View on SEC.gov →
001-13759
2024-08-01

EX-99.1

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
029688
License Status
Active
Bond Status
Bonded — AMERICAN CONTRACTORS INDEMNITY COMPANY
Address
2705 S. DIAMOND BAR BLVD., #200, DIAMOND BAR, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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