Base
NVOCC

UN GLOBAL CO., LTD.

Trade name: UN GLOBAL

SEOUL 04029, KOREA, SOUTH

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “UN GLOBAL CO., LTD.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “UN GLOBAL CO., LTD.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-150525
2020-05-27

SEC filing

View on SEC.gov →
005-85996
2021-06-11

SEC filing

View on SEC.gov →
333-236659333-236659-01
2021-03-10

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-12

AMENDED PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-09

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-03

AMENDED PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-09

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-05

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-03

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2022-03-29

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2022-03-28

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-04-20

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-03

AMENDED PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-04-08

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-22

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-15

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-22

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-04

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-04-05

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-10

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-02

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-29

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-04-21

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-05-05

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-19

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-05-07

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-05-04

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-16

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-23

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-30

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-04-07

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-05-10

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-03-11

PRICING SUPPLEMENT

View on SEC.gov →
811-01879
2001-02-09

SPANISH SEMI-ANNUAL REPORT

View on SEC.gov →
001-33458
2018-05-24

EX-1.01

View on SEC.gov →
811-03213
2009-05-29

N-Q

View on SEC.gov →
333-236659333-236659-01
2021-07-20

PRICING SUPPLEMENT

View on SEC.gov →
001-33458
2017-05-24

EX-1.01

View on SEC.gov →
333-236659333-236659-01
2021-07-16

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
377-00378
2014-01-24

SEC filing

View on SEC.gov →
333-236659333-236659-01
2021-06-21

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-06-22

PRICING SUPPLEMENT

View on SEC.gov →
811-08495
2009-09-24

FORM N-Q

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333-194191
2014-03-19

EX-99.2

View on SEC.gov →
811-09054
2018-03-30

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

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001-33458
2020-05-29

EX-1.01

View on SEC.gov →
333-236659333-236659-01
2021-06-22

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
811-23066
2023-08-10

N-PX

View on SEC.gov →
001-33458
2019-05-24

EX-1.01

View on SEC.gov →
333-236659333-236659-01
2021-10-15

PRICING SUPPLEMENT

View on SEC.gov →
811-08495
2009-03-26

N-Q

View on SEC.gov →
333-236659333-236659-01
2021-10-14

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-230424
2019-04-10

EX-99.2

View on SEC.gov →
377-02460
2019-02-27

SEC filing

View on SEC.gov →
333-230424
2019-03-21

EX-99.2

View on SEC.gov →
333-236659333-236659-01
2022-01-19

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-12-21

PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2022-01-14

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-09-15

PRICING SUPPLEMENT

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028-11378
2007-02-14

FORM 13F - PERIOD ENDING 12/31/2006

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333-236659333-236659-01
2021-09-14

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-12-17

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-167402
2010-06-16

OPINION OF JUN HE LAW OFFICES REGARDING CERTAIN PRC LAW MATTERS

View on SEC.gov →
811-22894
2020-03-31

SEC filing

View on SEC.gov →
333-236659333-236659-01
2021-05-21

AMENDED PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-153492
2009-04-06

FORM OF OPINION OF HAN KUN LAW OFFICES

View on SEC.gov →
333-236659333-236659-01
2021-05-20

PRELIMINARY PRICING SUPPLEMENT

View on SEC.gov →
333-236659333-236659-01
2021-05-24

PRICING SUPPLEMENT

View on SEC.gov →
811-07239
2010-05-28

VANGUARD HORIZON FUNDS

View on SEC.gov →
005-85996
2021-02-16

SCHEDULE 13G, AMENDMENT NO. 10

View on SEC.gov →
811-07876
2014-05-02

SEC filing

View on SEC.gov →
028-20650
2021-02-10

SEC filing

View on SEC.gov →
028-20650
2022-11-14

SEC filing

View on SEC.gov →
028-20650
2022-07-27

SEC filing

View on SEC.gov →
811-02652
2010-08-30

VANGUARD INDEX FUNDS

View on SEC.gov →
001-34809
2015-10-29

EX-1.1

View on SEC.gov →
028-20650
2022-01-26

SEC filing

View on SEC.gov →
333-178960
2014-08-04

PRICING SUPPLEMENT

View on SEC.gov →
028-20650
2021-11-22

SEC filing

View on SEC.gov →
333-178960
2014-07-23

FREE WRITING PROSPECTUS

View on SEC.gov →
028-20650
2023-05-15

SEC filing

View on SEC.gov →
028-20650
2023-02-14

SEC filing

View on SEC.gov →
001-15863
2010-08-16

FORM 10-Q FOR 06-30-2010

View on SEC.gov →
333-199996
2014-11-07

EX-99.2

View on SEC.gov →
811-04665
2004-08-30

SEC filing

View on SEC.gov →
333-167402
2010-06-09

FORM OF OPINION OF JUN HE LAW OFFICES REGARDING CERTAIN PRC LAW MATTERS

View on SEC.gov →
811-05749
2014-03-19

SEC filing

View on SEC.gov →
028-05637
2013-02-14

ARI 13F HR 4Q12

View on SEC.gov →
811-04244
2008-07-31

SOUND SHORE FUND, INC.

View on SEC.gov →
028-10541
2015-04-30

SEC filing

View on SEC.gov →
028-20650
2022-05-13

SEC filing

View on SEC.gov →
028-00817
2020-08-05

SEC filing

View on SEC.gov →
001-33458
2015-05-29

EX-1.01

View on SEC.gov →
028-20650
2024-05-10

SEC filing

View on SEC.gov →
028-00817
2020-11-09

SEC filing

View on SEC.gov →
333-227656
2018-10-02

EX 99.2 - OPINION OF HAN KUN LAW OFFICES REGARDING CERTAIN PRC LAW MATTERS

View on SEC.gov →
001-40554
2021-11-30

PRESS RELEASE DATED NOVEMBER 30, 2021 TITLED "ECO WAVE POWER - PUBLICATION OF INTERIM REPORT FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2021"

View on SEC.gov →
028-12611
2011-08-15

SEC filing

View on SEC.gov →
811-07239
2012-11-27

SEC filing

View on SEC.gov →
811-05141
2004-09-01

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
028456
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
3F, 37-13, WORLD CUP-RO 8-GIL, MAPO-GU, SEOUL 04029, KOREA, SOUTH
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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